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Northern Lights Fund Trust IV - Sage ESG Intermediate Term ETF
ETF
GUDB
Payout Change
Suspended
Price as of:
$
+0.0
+0.0%
primary theme
N/A
GUDB (ETF)
Northern Lights Fund Trust IV - Sage ESG Intermediate Term ETF
Payout Change
Suspended
Price as of:
$
+0.0
+0.0%
primary theme
N/A
GUDB (ETF)
Northern Lights Fund Trust IV - Sage ESG Intermediate Term ETF
Payout Change
Suspended
Price as of:
$
+0.0
+0.0%
primary theme
N/A
Name
As of 12/29/2020Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
Vitals
YTD Return
N/A
1 yr return
N/A
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$7.4 M
Holdings in Top 10
14.3%
52 WEEK LOW AND HIGH
$49.3
N/A
N/A
Expenses
OPERATING FEES
Expense Ratio N/A
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 12/29/2020Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
GUDB - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio N/A
- Dividend Yield 0.0%
- Dividend Distribution Frequency None
Fund Details
-
Legal NameNorthern Lights Fund Trust IV - Sage ESG Intermediate Term ETF
-
Fund Family NameAnchor Funds
-
Inception DateN/A
-
Shares OutstandingN/A
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerRobert Smith
Fund Description
GUDB - Performance
Return Ranking - Trailing
| Period | GUDB Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | N/A | -37.4% | 3.2% | 4.44% |
| 1 Yr | N/A | -22.5% | 160.2% | 54.79% |
| 3 Yr | N/A* | -13.5% | 34.1% | 95.15% |
| 5 Yr | N/A* | -10.0% | 21.5% | N/A |
| 10 Yr | N/A* | -4.2% | 9.3% | N/A |
* Annualized
Return Ranking - Calendar
| Period | GUDB Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2025 | N/A | -27.3% | 144.0% | 98.13% |
| 2024 | N/A | -15.7% | 31.5% | 98.09% |
| 2023 | N/A | -13.0% | 34.5% | 1.02% |
| 2022 | N/A | -52.0% | 4.7% | N/A |
| 2021 | N/A | -3.1% | 13.4% | N/A |
Total Return Ranking - Trailing
| Period | GUDB Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | N/A | -37.4% | 2.2% | 4.44% |
| 1 Yr | N/A | -22.5% | 160.2% | 45.21% |
| 3 Yr | N/A* | -13.5% | 34.1% | 93.20% |
| 5 Yr | N/A* | -10.0% | 21.5% | N/A |
| 10 Yr | N/A* | -4.2% | 9.6% | N/A |
* Annualized
Total Return Ranking - Calendar
| Period | GUDB Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2025 | N/A | -27.3% | 144.0% | 98.13% |
| 2024 | N/A | -15.7% | 31.5% | 98.08% |
| 2023 | N/A | -13.0% | 34.5% | 11.68% |
| 2022 | N/A | -14.8% | 4.7% | N/A |
| 2021 | N/A | -3.1% | 13.4% | N/A |
GUDB - Holdings
Concentration Analysis
| GUDB | Category Low | Category High | GUDB % Rank | |
|---|---|---|---|---|
| Net Assets | 7.4 M | 6.52 M | 44.4 B | 94.67% |
| Number of Holdings | 85 | 1 | 9191 | 100.00% |
| Net Assets in Top 10 | 1.13 M | -29.6 M | 3.34 B | 99.40% |
| Weighting of Top 10 | 14.35% | 1.8% | 100.0% | 42.29% |
Top 10 Holdings
- OKE 4.55 07/15/28 2.56%
- DAL 2.9 10/28/24 1.45%
- DHR 2.6 11/15/29 1.31%
- DHR 2.2 11/15/24 1.30%
- BPLN 3.216 11/28/23 1.29%
- T 4.3 02/15/30 1.29%
- PFE 3 12/15/26 1.29%
- BAC 4.45 03/03/26 1.29%
- HAS 3.55 11/19/26 1.29%
- TOTAL 3.883 10/11/28 1.28%
Asset Allocation
| Weighting | Return Low | Return High | GUDB % Rank | |
|---|---|---|---|---|
| Bonds | 96.89% | 0.00% | 141.47% | 100.00% |
| Cash | 3.11% | -49.09% | 100.00% | 0.30% |
| Stocks | 0.00% | 0.00% | 5.27% | 84.23% |
| Preferred Stocks | 0.00% | 0.00% | 9.18% | 86.61% |
| Other | 0.00% | -38.92% | 3.98% | 81.85% |
| Convertible Bonds | 0.00% | 0.00% | 78.47% | 95.24% |
Bond Sector Breakdown
| Weighting | Return Low | Return High | GUDB % Rank | |
|---|---|---|---|---|
| Derivative | 0.00% | 0.00% | 27.02% | 86.31% |
| Cash & Equivalents | 0.00% | 0.00% | 100.00% | 0.30% |
| Securitized | 0.00% | 0.00% | 23.18% | 93.75% |
| Corporate | 0.00% | 0.00% | 100.00% | 100.00% |
| Municipal | 0.00% | 0.00% | 3.62% | 91.96% |
| Government | 0.00% | 0.00% | 25.63% | 94.64% |
Bond Geographic Breakdown
| Weighting | Return Low | Return High | GUDB % Rank | |
|---|---|---|---|---|
| US | 96.89% | 0.00% | 122.90% | 100.00% |
| Non US | 0.00% | 0.00% | 47.05% | 98.51% |
GUDB - Expenses
Operational Fees
| GUDB Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | N/A | 0.03% | 3.62% | 23.11% |
| Management Fee | N/A | 0.00% | 1.35% | 19.47% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.02% | 0.45% | N/A |
Sales Fees
| GUDB Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 4.75% | N/A |
| Deferred Load | N/A | 1.00% | 4.00% | N/A |
Trading Fees
| GUDB Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| GUDB Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | N/A | 0.00% | 259.00% | 62.68% |
GUDB - Distributions
Dividend Yield Analysis
| GUDB | Category Low | Category High | GUDB % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 25.68% | 99.40% |
Dividend Distribution Analysis
| GUDB | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | None | Monthly | Monthly | Monthly |
Net Income Ratio Analysis
| GUDB | Category Low | Category High | GUDB % Rank | |
|---|---|---|---|---|
| Net Income Ratio | N/A | 0.38% | 7.58% | 49.08% |
Capital Gain Distribution Analysis
| GUDB | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Nov 19, 2020 | $0.055 | OrdinaryDividend |
| Oct 21, 2020 | $0.073 | OrdinaryDividend |
| Sep 21, 2020 | $0.141 | OrdinaryDividend |
| Aug 20, 2020 | $0.075 | OrdinaryDividend |
| Jul 21, 2020 | $0.098 | OrdinaryDividend |
| Jun 19, 2020 | $0.090 | OrdinaryDividend |
| May 21, 2020 | $0.098 | OrdinaryDividend |
| Apr 21, 2020 | $0.101 | OrdinaryDividend |
| Mar 19, 2020 | $0.096 | OrdinaryDividend |
| Feb 21, 2020 | $0.092 | OrdinaryDividend |
| Jan 23, 2020 | $0.048 | OrdinaryDividend |
| Dec 20, 2019 | $0.692 | OrdinaryDividend |
| Nov 21, 2019 | $0.099 | OrdinaryDividend |
| Oct 21, 2019 | $0.113 | OrdinaryDividend |
| Sep 20, 2019 | $0.110 | OrdinaryDividend |
| Aug 21, 2019 | $0.123 | OrdinaryDividend |
| Jul 19, 2019 | $0.109 | OrdinaryDividend |
| Jun 21, 2019 | $0.118 | OrdinaryDividend |
| May 21, 2019 | $0.111 | OrdinaryDividend |
| Apr 18, 2019 | $0.112 | OrdinaryDividend |
| Mar 21, 2019 | $0.121 | OrdinaryDividend |
| Feb 22, 2019 | $0.122 | OrdinaryDividend |
| Jan 22, 2019 | $0.052 | OrdinaryDividend |
| Dec 21, 2018 | $0.224 | OrdinaryDividend |
| Nov 21, 2018 | $0.118 | OrdinaryDividend |
| Oct 19, 2018 | $0.095 | OrdinaryDividend |
| Sep 21, 2018 | $0.110 | OrdinaryDividend |
| Aug 21, 2018 | $0.114 | OrdinaryDividend |
| Jul 20, 2018 | $0.083 | OrdinaryDividend |
| Jun 21, 2018 | $0.103 | OrdinaryDividend |
| May 21, 2018 | $0.097 | OrdinaryDividend |
| Apr 20, 2018 | $0.086 | OrdinaryDividend |
| Mar 21, 2018 | $0.092 | OrdinaryDividend |
| Jan 22, 2018 | $0.030 | OrdinaryDividend |
| Dec 19, 2017 | $0.204 | OrdinaryDividend |
GUDB - Fund Manager Analysis
Managers
Robert Smith
Start Date
Tenure
Tenure Rank
Oct 30, 2017
3.17
3.2%
Bob began his career at Moody's Investors Service as a member of the Corporate Bond Rating Committee; he then went on to Loeb, Rhodes & Co. to cover the insurance industry in the Institutional Equity Research department. He then worked at Merrill Lynch & Co. for 13 years in a variety of institutional research, trading and portfolio management roles in New York and London. During this period, he was assigned to the Saudi Arabian Monetary Agency as a Resident Financial Advisor in Riyadh responsible for managing the foreign reserves of the Central Bank.
Nick Erickson
Start Date
Tenure
Tenure Rank
Oct 30, 2017
3.17
3.2%
Nicolas Erickson has been an Assistant Vice President of Portfolio Management since joining Sage Advisory Services LTD Co. in 2008. Prior to joining Sage Advisory Services, Nick began his investment career in 2004 as an Analyst with General Motors Acceptance Corporation (GMAC). Nick received his M.B.A. from Webster University in Missouri and a B.A. degree in Economics from Grinnell College in Iowa. Nick is a Chartered Financial Analyst (CFA) and a member of the CFA Institute.
Thomas Urano
Start Date
Tenure
Tenure Rank
Oct 30, 2017
3.17
3.2%
Thomas is a principal of the firm and a member of the investment committee. He serves as a portfolio manager and senior trader for the taxable fixed income and equity strategies. Thomas received his B.A. in Economics from The University of Texas and is a Chartered Financial Analyst. Before joining Sage, he was a Fixed Income Trader with Credit Suisse Asset Management in New York. He was also a former Fixed Income Portfolio Accountant for Morgan Keegan. Thomas brings over 15 years of experience in client account management and fixed income trading to the firm and is a member of the CFA Institute.Thomas is a principal of the firm and a member of the investment committee. He serves as a portfolio manager and senior trader for the taxable fixed income and equity strategies. Thomas received his B.A. in Economics from The University of Texas and is a Chartered Financial Analyst. Before joining Sage, he was a Fixed Income Trader with Credit Suisse Asset Management in New York. He was also a former Fixed Income Portfolio Accountant for Morgan Keegan. Thomas brings over 15 years of experience in client account management and fixed income trading to the firm and is a member of the CFA Institute.
Komson Silapachai
Start Date
Tenure
Tenure Rank
Oct 30, 2017
3.17
3.2%
Komson serves as a Vice President of Research & Portfolio Strategy at Sage. He began his investment career in 2008 with the Teacher Retirement System of Texas where he served in a variety of asset allocation, portfolio management, and trading roles. He received his B.B.A. in Finance from Texas A&M University and is a Chartered Financial Analyst (CFA) and member of the CFA Institute.
Emma Harper
Start Date
Tenure
Tenure Rank
Oct 29, 2020
0.17
0.2%
Emma Harper has served as an ESG Research Analyst at Sage since June 2018. Prior to joining Sage, she began her career in 2013 in Retail Management and Product Administration. She was accepted to the Master of Business Administration program at Southern Methodist University as a Forte Fellow and graduated with a concentration in Finance in May of 2018. During her time in school she worked in Private Wealth Management for Goldman Sachs and Tolleson Wealth Management.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.17 | 24.76 | 6.19 | 2.41 |
