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Trending ETFs

Amplify BlackSwan Growth & Treasury Core ETF

etf
SWAN
Dividend policy
Active
Price as of:
$33.33 +0.35 +0%
primary theme
Options-based
SWAN (ETF)

Amplify BlackSwan Growth & Treasury Core ETF

Dividend policy
Active
Price as of:
$33.33 +0.35 +0%
primary theme
Options-based
SWAN (ETF)
Amplify BlackSwan Growth & Treasury Core ETF
Dividend policy
Active
Price as of:
$33.33 +0.35 +0%
primary theme
Options-based

SWAN - Snapshot

Vitals

  • YTD Return 2.0%
  • 3 Yr Annualized Return N/A
  • 5 Yr Annualized Return N/A
  • Net Assets $759 M
  • Holdings in Top 10 100.0%

52 WEEK LOW AND HIGH

$32.98
$29.33
$33.33

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.49%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 162.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) N/A
  • IRA N/A

Fund Classification

  • Primary Theme Options-based
  • Fund Type Exchange Traded Fund
  • Investment Style Options-based

Compare SWAN to Popular Options-based Funds

Overview

Next Dividend

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Dividend.com Ratings*

$25.57

+0.47%

$17.44 B

1.03%

$0.26

blocked
blocked
blocked

6.68%

0.60%

$38.59

+0.44%

$7.22 B

0.51%

$0.20

blocked
blocked
blocked

5.01%

1.02%

$10.03

+0.70%

$2.93 B

-

-

blocked
blocked
blocked

7.50%

1.08%

$13.62

+0.67%

$2.00 B

-

-

blocked
blocked
blocked

6.99%

1.08%

$10.34

+0.39%

$1.88 B

-

-

blocked
blocked
blocked

10.59%

0.86%

Compare SWAN to Popular Options-based ETFs

Overview

Next Dividend

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Dividend.com Ratings*

$22.83

0.00%

$2.25 B

11.45%

$2.61

blocked
blocked
blocked

0.09%

0.67%

$58.61

+0.65%

$841.89 M

7.15%

$4.16

blocked
blocked
blocked

5.51%

0.35%

$33.33

+1.06%

$759.28 M

0.15%

$0.05

blocked
blocked
blocked

2.01%

0.49%

$35.45

+1.06%

$340.43 M

4.80%

$1.68

blocked
blocked
blocked

8.77%

0.95%

$27.84

+1.27%

$262.49 M

7.66%

$2.11

blocked
blocked
blocked

1.56%

0.68%

SWAN - Profile

Distributions

  • YTD Total Return 1.6%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 0.40%
DIVIDENDS
  • Dividend Yield 0.1%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Amplify BlackSwan Growth & Treasury Core ETF
  • Fund Family Name
    Amplify ETFs
  • Inception Date
    Nov 05, 2018
  • Shares Outstanding
    23760000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Charles Ragauss

Fund Description

The fund will invest at least 80% of its total assets in the securities that comprise the index, which will primarily include U.S. Treasury securities and long-dated call options ("LEAP Options") on the SPDR S&P 500 ETF Trust ("SPY"). The index is a rules-based, quantitative index that seeks to provide capital protection against the unpredictable, rare and highly disruptive events that have come to be referred to as "Black Swans." The fund is non-diversified.


SWAN - Performance

Return Ranking - Trailing

Period SWAN Return Category Return Low Category Return High Rank in Category (%)
YTD 2.0% -2.9% 242.2% 90.12%
1 Yr 13.5% -4.3% 140.6% 90.87%
3 Yr N/A* -8.3% 18.3% N/A
5 Yr N/A* -5.0% 17.3% N/A
10 Yr N/A* -4.6% 13.2% N/A

* Annualized

Return Ranking - Calendar

Period SWAN Return Category Return Low Category Return High Rank in Category (%)
2020 14.2% -34.1% 904.0% 5.86%
2019 17.6% -28.6% 438.4% 11.56%
2018 N/A -93.5% 8.2% N/A
2017 N/A -38.9% 19.8% N/A
2016 N/A -10.9% 12.8% N/A

Total Return Ranking - Trailing

Period SWAN Return Category Return Low Category Return High Rank in Category (%)
YTD 1.6% -2.7% 240.8% 94.47%
1 Yr 13.5% -4.3% 140.6% 88.26%
3 Yr N/A* -8.3% 18.3% N/A
5 Yr N/A* -5.4% 17.3% N/A
10 Yr N/A* -4.6% 13.2% N/A

* Annualized

Total Return Ranking - Calendar

Period SWAN Return Category Return Low Category Return High Rank in Category (%)
2020 14.2% -34.1% 904.0% 5.86%
2019 17.6% -5.9% 438.4% 12.14%
2018 N/A -81.2% 8.2% N/A
2017 N/A -29.0% 19.8% N/A
2016 N/A -10.9% 12.8% N/A

SWAN - Holdings

Concentration Analysis

SWAN Category Low Category High SWAN % Rank
Net Assets 759 M 25 17.4 B 10.11%
Number of Holdings 9 2 508 76.63%
Net Assets in Top 10 758 M -6.66 M 5.12 B 5.75%
Weighting of Top 10 100.00% 11.3% 100.0% 1.34%

Top 10 Holdings

  1. United States Treasury Bonds 1.38% 17.67%
  2. United States Treasury Bonds 2% 16.94%
  3. United States Treasury Notes 0.12% 16.59%
  4. United States Treasury Notes 0.25% 16.27%
  5. United States Treasury Notes 0.5% 15.87%
  6. United States Treasury Notes 0.5% 15.75%
  7. United States Treasury Notes 0.38% 15.73%
  8. United States Treasury Notes 0.25% 15.68%
  9. United States Treasury Notes 1.5% 15.66%
  10. United States Treasury Notes 0.62% 15.46%

Asset Allocation

Weighting Return Low Return High SWAN % Rank
Bonds
82.63% 0.00% 97.96% 3.07%
Stocks
17.29% -3.92% 195.49% 86.21%
Cash
0.07% -95.50% 100.29% 96.93%
Preferred Stocks
0.00% 0.00% 3.46% 28.35%
Other
0.00% 0.00% 45.92% 42.15%
Convertible Bonds
0.00% 0.00% 24.77% 31.80%

Stock Sector Breakdown

Weighting Return Low Return High SWAN % Rank
Technology
23.18% 0.00% 44.43% 56.96%
Financial Services
14.34% 0.00% 29.60% 35.02%
Healthcare
13.14% 0.00% 25.91% 64.14%
Consumer Cyclical
12.14% 0.00% 19.02% 64.98%
Communication Services
10.92% 0.00% 21.22% 51.48%
Industrials
9.27% 1.41% 43.91% 29.11%
Consumer Defense
6.64% 0.00% 22.87% 44.30%
Energy
2.84% 0.00% 69.54% 37.13%
Utilities
2.66% 0.00% 13.35% 48.10%
Real Estate
2.48% 0.00% 9.44% 30.80%
Basic Materials
2.37% 0.00% 60.58% 32.49%

Stock Geographic Breakdown

Weighting Return Low Return High SWAN % Rank
US
17.11% -3.89% 193.69% 77.39%
Non US
0.18% -2.17% 99.33% 79.69%

Bond Sector Breakdown

Weighting Return Low Return High SWAN % Rank
Government
99.92% 0.00% 99.92% 0.38%
Cash & Equivalents
0.08% 0.08% 100.00% 100.00%
Derivative
0.00% 0.00% 0.13% 26.05%
Securitized
0.00% 0.00% 22.63% 28.35%
Corporate
0.00% 0.00% 91.57% 37.93%
Municipal
0.00% 0.00% 97.57% 27.20%

Bond Geographic Breakdown

Weighting Return Low Return High SWAN % Rank
US
82.63% 0.00% 97.96% 3.07%
Non US
0.00% 0.00% 16.94% 28.74%

SWAN - Expenses

Operational Fees

SWAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.49% 0.20% 6.78% 97.94%
Management Fee 0.49% 0.20% 1.75% 9.02%
12b-1 Fee 0.00% 0.00% 1.00% 16.86%
Administrative Fee N/A 0.02% 0.28% N/A

Sales Fees

SWAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

SWAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SWAN Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 162.00% 0.00% 456.80% 90.18%

SWAN - Distributions

Dividend Yield Analysis

SWAN Category Low Category High SWAN % Rank
Dividend Yield 0.09% 0.00% 4.58% 7.87%

Dividend Distribution Analysis

SWAN Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Monthly Quarterly

Net Income Ratio Analysis

SWAN Category Low Category High SWAN % Rank
Net Income Ratio 0.40% -2.54% 14.24% 50.00%

Capital Gain Distribution Analysis

SWAN Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

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SWAN - Fund Manager Analysis

Managers

Charles Ragauss


Start Date

Tenure

Tenure Rank

Nov 05, 2018

2.4

2.4%

Mr. Ragauss currently serves as Director of Product Management at CSat Investment Advisory, having joined the it in April 2016. Prior to joiningCSat Investment Advisory, Mr. Ragauss was Assistant Vice President at Huntington National Bank (“Huntington”), where he was Product Manager for the Huntington Funds and Huntington Strategy Shares ETFs, a combined fund complex of almost $4 billion in assets under management. At Huntington, he led ETF development bringing to market some of the first actively managed ETFs. Mr. Ragauss joined Huntington in 2010. Mr. Ragauss attended Grand Valley State University where he received his Bachelor of Business Administration in Finance and International Business, as well as a minor in French. He is a member of both the National and West Michigan CFA societies and holds the CFA designation.

Indu Chhachhi


Start Date

Tenure

Tenure Rank

Nov 05, 2018

2.4

2.4%

Indu Chhachhi. Dr. Chhachhi serves as Investment Committee Member and Research at ARGI. Dr. Chhachhi joined ARGI in 2006 as a Financial Planner. Dr. Chhachhi has a doctorate in finance from Southern Illinois University and has been teaching finance at the university level since 1990. He served as the Chair of the Finance Department at Western Kentucky University from 1999 – 2007 and returned to this position in 2017. Currently, he is the Professor of Finance at WKU. He also serves as the Director of the Tennessee Valley Authority’s Investment Challenge Program.

Dan Cupkovic


Start Date

Tenure

Tenure Rank

Nov 05, 2018

2.4

2.4%

Dan Cupkovic, CFP. Mr. Cupkovic serves as Director of Investment at ARGI. He joined ARGI in 2008. Mr. Cupkovic is a member of the ARGI Investment Committee, which actively oversees the ARGI managed investment strategies. In addition to his investment role, Mr. Cupkovic works as a lead advisor for institutional accounts and high net worth clientele.

Matt Westfall


Start Date

Tenure

Tenure Rank

Nov 05, 2018

2.4

2.4%

Matt Westfall, CFA. Mr. Westfall serves a Portfolio Manager at ARGI Investment Services, LLC. He joined ARGI Investment Services, LLC in 2010. He has a B.S./B.A. in Finance and Marketing from Ohio State University and earned his Chartered Financial Analyst® designation from the CFA Institute. Mr. Westfall has previous experience in investment banking developing research.

Michael Venuto


Start Date

Tenure

Tenure Rank

Mar 01, 2021

0.08

0.1%

Mr. Venuto is a co-founder and has been the Chief Investment Officer of the Toroso Investments, LLC since 2012. Mr. Venuto is an ETF industry veteran with over a decade of experience in the design and implementation of ETF-based investment strategies. Previously, he was Head of Investments at Global X Funds where he provided portfolio optimization services to institutional clients. Before that, he was Senior Vice President at Horizon Kinetics where his responsibilities included new business development, investment strategy and client and strategic initiatives.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 19.77 3.61 5.67