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Schwab Ariel ESG ETF
Active ETF
SAEF
Payout Change
Pending
Price as of:
$23.3527
+0.35
+1.53%
primary theme
N/A
SAEF (ETF)
Schwab Ariel ESG ETF
Payout Change
Pending
Price as of:
$23.3527
+0.35
+1.53%
primary theme
N/A
SAEF (ETF)
Schwab Ariel ESG ETF
Payout Change
Pending
Price as of:
$23.3527
+0.35
+1.53%
primary theme
N/A
Name
As of 05/03/2024Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
Vitals
YTD Return
0.2%
1 yr return
14.4%
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$22.6 M
Holdings in Top 10
29.6%
52 WEEK LOW AND HIGH
$23.0
$18.50
$24.59
Expenses
OPERATING FEES
Expense Ratio 0.59%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 05/03/2024Price
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
SAEF - Profile
Distributions
- YTD Total Return 0.2%
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio N/A
- Dividend Yield 0.5%
- Dividend Distribution Frequency None
Fund Details
-
Legal NameSchwab Ariel ESG ETF
-
Fund Family NameSCHFLFSETF
-
Inception DateNov 16, 2021
-
Shares OutstandingN/A
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJohn Rogers
Fund Description
The fund invests primarily in exchange-traded equity securities of U.S. companies that have been evaluated based on certain environmental, social and governance (ESG) criteria. The fund typically invests in exchange-traded securities of small- and mid-capitalization companies which are companies with capitalizations within the range of the Russell 2500™ Index, as measured at the time of purchase; however, the fund may invest in exchange-traded securities of companies outside the stated range.
In selecting securities, the fund’s subadviser seeks to invest in companies that it believes exhibit attributes that will result in capital appreciation including: high barriers to entry, enduring competitive advantage, predictable fundamentals that allow for the potential for double-digit earnings growth (at time of initial purchase), skilled management teams, and solid financials. In addition, the fund’s subadviser generally seeks to invest in companies that are trading at a low valuation relative to potential earnings and/or a low valuation relative to intrinsic value.
Additionally, the fund’s subadviser integrates ESG considerations into its investment process. As part of this process, the subadviser leverages its proprietary ESG research to derive a proprietary ESG‐risk rating for each holding, or prospective holding, which is based on the company’s Environmental (such as, physical impacts of climate change, energy management, and waste and hazardous materials management), Social (such as, diversity and inclusion, employee engagement, and human rights and community relations), and/or Governance (such as, business ethics, critical incident risk management, and business model resilience) impact, policies and practices. In addition, the subadviser employs a negative screening process with regard to security selection, which seeks to exclude from the fund’s portfolio companies whose primary (greater than 50%) source of revenue is derived from (1) the production or sale of tobacco products; (2) the exploration for or the extraction of fossil fuels, including coal, oil, and natural gas; (3) the operation of private prisons or jails; and (4) the manufacture of firearms, personal weapons, small arms or controversial military weapons, such as weapons of mass destruction, nuclear weapons, land mines, and cluster munitions.
Depending on market conditions, the investment adviser may manage a portion of the fund’s assets. If the investment adviser manages a portion of the fund’s assets it may or may not utilize the subadviser’s ESG-risk rating.
In addition, during unusual economic or market conditions or for liquidity purposes, the fund may take temporary defensive positions, whether managed by the investment adviser or subadviser, that are inconsistent with the fund’s principal investment strategy. When the fund engages in such activities, it may not achieve its investment objective.
The fund also may lend portfolio securities to earn additional income. Any income realized through securities lending may help fund performance.
The fund is an actively managed, non-transparent exchange-traded fund (ETF) that does not seek to replicate the performance of a specified index. In lieu of publishing its portfolio contents (Actual Portfolio) daily, the fund publishes a proxy portfolio (Proxy Portfolio) each day on its website. The fund’s Proxy Portfolio is designed to closely track the daily performance of the fund but is not the fund’s
Actual Portfolio. The fund will also publish certain related information about the Proxy Portfolio and the Actual Portfolio on its website daily. There is no minimum overlap required between the Actual Portfolio and the Proxy Portfolio.
SAEF - Performance
Return Ranking - Trailing
| Period | SAEF Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 0.2% | -23.9% | 18.9% | 91.87% |
| 1 Yr | 14.4% | -42.1% | 52.2% | N/A |
| 3 Yr | N/A* | -20.5% | 174.8% | N/A |
| 5 Yr | N/A* | -15.6% | 80.7% | N/A |
| 10 Yr | N/A* | -9.4% | 12.9% | N/A |
* Annualized
Return Ranking - Calendar
| Period | SAEF Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 17.3% | -69.6% | 25.3% | N/A |
| 2022 | -18.8% | -25.0% | 82.1% | N/A |
| 2021 | N/A | -24.4% | 196.6% | N/A |
| 2020 | N/A | -21.9% | 8.3% | N/A |
| 2019 | N/A | -62.4% | 18.0% | N/A |
Total Return Ranking - Trailing
| Period | SAEF Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 0.2% | -23.9% | 18.9% | 98.57% |
| 1 Yr | 14.4% | -42.1% | 57.7% | N/A |
| 3 Yr | N/A* | -20.5% | 174.8% | N/A |
| 5 Yr | N/A* | -15.6% | 80.7% | N/A |
| 10 Yr | N/A* | -8.3% | 12.9% | N/A |
* Annualized
Total Return Ranking - Calendar
| Period | SAEF Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2023 | 17.9% | -69.6% | 25.3% | N/A |
| 2022 | -18.3% | -25.0% | 82.1% | N/A |
| 2021 | N/A | -24.4% | 196.6% | N/A |
| 2020 | N/A | -21.9% | 8.3% | N/A |
| 2019 | N/A | -62.4% | 19.0% | N/A |
SAEF - Holdings
Concentration Analysis
| SAEF | Category Low | Category High | SAEF % Rank | |
|---|---|---|---|---|
| Net Assets | 22.6 M | 481 K | 145 B | 92.42% |
| Number of Holdings | 62 | 1 | 2445 | 66.67% |
| Net Assets in Top 10 | 5.95 M | 3.49 K | 10.8 B | 92.49% |
| Weighting of Top 10 | 29.65% | 2.8% | 100.0% | 41.88% |
Top 10 Holdings
- Norwegian Cruise Line Holdings Ltd 4.09%
- Lindblad Expeditions Holdings Inc 3.84%
- OneSpaWorld Holdings Ltd 3.60%
- Brink's Co/The 3.15%
- Fiserv Inc 2.86%
- KKR Co Inc 2.84%
- nVent Electric PLC 2.38%
- Zebra Technologies Corp 2.37%
- Resideo Technologies Inc 2.28%
- Charles River Laboratories International Inc 2.24%
Asset Allocation
| Weighting | Return Low | Return High | SAEF % Rank | |
|---|---|---|---|---|
| Stocks | 98.93% | 0.00% | 100.57% | 55.40% |
| Cash | 1.16% | -2.51% | 100.00% | 43.19% |
| Preferred Stocks | 0.00% | 0.00% | 21.68% | 7.98% |
| Other | 0.00% | -1.04% | 36.11% | 8.69% |
| Convertible Bonds | 0.00% | 0.00% | 1.78% | 6.34% |
| Bonds | 0.00% | 0.00% | 14.82% | 8.45% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | SAEF % Rank | |
|---|---|---|---|---|
| Utilities | 0.00% | 0.00% | 18.97% | 81.88% |
| Technology | 0.00% | 0.00% | 43.45% | 35.53% |
| Real Estate | 0.00% | 0.00% | 25.82% | 76.71% |
| Industrials | 0.00% | 0.00% | 45.89% | 8.94% |
| Healthcare | 0.00% | 0.00% | 27.70% | 17.65% |
| Financial Services | 0.00% | 0.00% | 46.10% | 20.47% |
| Energy | 0.00% | 0.00% | 58.13% | 86.35% |
| Communication Services | 0.00% | 0.00% | 30.98% | 6.35% |
| Consumer Defense | 0.00% | 0.00% | 32.18% | 86.59% |
| Consumer Cyclical | 0.00% | 2.49% | 61.84% | 30.82% |
| Basic Materials | 0.00% | 0.00% | 26.18% | 91.06% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | SAEF % Rank | |
|---|---|---|---|---|
| US | 98.93% | 0.00% | 100.04% | 61.97% |
| Non US | 0.00% | 0.00% | 27.19% | 29.11% |
SAEF - Expenses
Operational Fees
| SAEF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.59% | 0.03% | 8.45% | 75.83% |
| Management Fee | 0.59% | 0.00% | 1.67% | 38.24% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.01% | 0.30% | N/A |
Sales Fees
| SAEF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 4.00% | N/A |
Trading Fees
| SAEF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| SAEF Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | N/A | 0.00% | 321.00% | N/A |
SAEF - Distributions
Dividend Yield Analysis
| SAEF | Category Low | Category High | SAEF % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.52% | 0.00% | 4.15% | 30.91% |
Dividend Distribution Analysis
| SAEF | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | None | Annually | Semi-Annually | Annually |
Net Income Ratio Analysis
| SAEF | Category Low | Category High | SAEF % Rank | |
|---|---|---|---|---|
| Net Income Ratio | N/A | -2.06% | 3.38% | 36.54% |
Capital Gain Distribution Analysis
| SAEF | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Mar 25, 2024 | $0.031 | OrdinaryDividend |
| Dec 11, 2023 | $0.025 | OrdinaryDividend |
| Sep 25, 2023 | $0.031 | OrdinaryDividend |
| Jun 26, 2023 | $0.030 | OrdinaryDividend |
| Mar 27, 2023 | $0.022 | OrdinaryDividend |
| Dec 12, 2022 | $0.050 | OrdinaryDividend |
| Sep 26, 2022 | $0.026 | OrdinaryDividend |
| Jun 27, 2022 | $0.022 | OrdinaryDividend |
| Mar 28, 2022 | $0.024 | OrdinaryDividend |
| Jan 04, 2022 | $0.022 | OrdinaryDividend |
SAEF - Fund Manager Analysis
Managers
John Rogers
Start Date
Tenure
Tenure Rank
Nov 15, 2021
0.54
0.5%
John’s passion for investing began at age 12 when his father began buying him stocks as Christmas and birthday gifts. His interest in equities grew at Princeton University, where he majored in economics, and over the two-plus years he worked as a stockbroker for William Blair & Company, LLC. In 1983, John founded Ariel to focus on patient, value investing within small- and medium-sized companies. While our research capabilities have expanded across the globe, patience is still the disciplined approach that drives the firm today. Early in his career, John’s investment acumen brought him to the
Kenneth Kuhrt
Start Date
Tenure
Tenure Rank
Nov 15, 2021
0.54
0.5%
Ken serves as co-portfolio manager of our small cap value and small cap value concentrated strategies. Additionally, his portfolio management responsibilities extend across Ariel Fund, as well as our micro-cap value and small cap deep value products. In his research capacity, Ken covers consumer services and industrials. Prior to joining Ariel as a research analyst in 2004, he spent more than two years with William Blair & Company, LLC, most recently as a senior investment banking analyst. Ken also worked as a senior auditor at KPMG, LLP. He earned a BS in accounting from the University of Illinois at Urbana-Champaign and an MBA from the University of Chicago, and he is also a Certified Public Accountant.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.25 | 38.44 | 7.36 | 5.78 |
