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Trending ETFs

Nationwide Nasdaq-100® Risk-Managed Income ETF

Active ETF
NUSI
Payout Change
Pending
Price as of:
$22.29 +0.0 +0.0%
primary theme
N/A
NUSI (ETF)

Nationwide Nasdaq-100® Risk-Managed Income ETF

Payout Change
Pending
Price as of:
$22.29 +0.0 +0.0%
primary theme
N/A
NUSI (ETF)

Nationwide Nasdaq-100® Risk-Managed Income ETF

Payout Change
Pending
Price as of:
$22.29 +0.0 +0.0%
primary theme
N/A

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$22.29

$729 M

8.14%

$1.81

0.68%

Vitals

YTD Return

-11.9%

1 yr return

-11.5%

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$729 M

Holdings in Top 10

53.1%

52 WEEK LOW AND HIGH

$22.3
$22.28
$29.17

Expenses

OPERATING FEES

Expense Ratio 0.68%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 10.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund

Investment Style

Options Trading


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$22.29

$729 M

8.14%

$1.81

0.68%

NUSI - Profile

Distributions

  • YTD Total Return -20.2%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 0.07%
DIVIDENDS
  • Dividend Yield 8.1%
  • Dividend Distribution Frequency Monthly

Fund Details

  • Legal Name
    Nationwide Nasdaq-100® Risk-Managed Income ETF
  • Fund Family Name
    Nationwide
  • Inception Date
    Dec 19, 2019
  • Shares Outstanding
    32400000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Garrett Paolella

Fund Description

The fund is an actively-managed exchange-traded fund ("ETF") that seeks to achieve its investment objective principally by investing in a portfolio of the stocks included in the Nasdaq-100® Index and an options collar (i.e., a mix of written (sold) call options and long (bought) put options) on the Nasdaq-100. Under normal circumstances, at least 80% of the fund’s net assets, plus borrowings for investment purposes, will be invested in securities, or derivative instruments linked to securities, of companies that are included in the fund’s reference index. It is non-diversified.


NUSI - Performance

Return Ranking - Trailing

Period NUSI Return Category Return Low Category Return High Rank in Category (%)
YTD -11.9% -2.8% 240.8% 99.21%
1 Yr -11.5% -4.3% 140.6% 72.61%
3 Yr N/A* -8.3% 18.3% N/A
5 Yr N/A* -5.0% 17.3% N/A
10 Yr N/A* -4.6% 13.2% N/A

* Annualized

Return Ranking - Calendar

Period NUSI Return Category Return Low Category Return High Rank in Category (%)
2021 1.5% -34.1% 904.0% 23.42%
2020 9.7% -28.6% 438.4% N/A
2019 N/A -93.5% 8.2% N/A
2018 N/A -38.9% 19.8% N/A
2017 N/A -10.9% 12.8% N/A

Total Return Ranking - Trailing

Period NUSI Return Category Return Low Category Return High Rank in Category (%)
YTD -20.2% -2.7% 244.0% 98.81%
1 Yr -11.5% -4.3% 140.6% 69.57%
3 Yr N/A* -8.3% 18.3% N/A
5 Yr N/A* -5.4% 17.3% N/A
10 Yr N/A* -4.6% 13.2% N/A

* Annualized

Total Return Ranking - Calendar

Period NUSI Return Category Return Low Category Return High Rank in Category (%)
2021 1.5% -34.1% 904.0% 23.42%
2020 9.7% -5.9% 438.4% N/A
2019 N/A -81.2% 8.2% N/A
2018 N/A -29.0% 19.8% N/A
2017 N/A -10.9% 12.8% N/A

NUSI - Holdings

Concentration Analysis

NUSI Category Low Category High NUSI % Rank
Net Assets 729 M 25 17.4 B 25.09%
Number of Holdings 104 2 508 25.57%
Net Assets in Top 10 388 M -6.66 M 5.12 B 25.57%
Weighting of Top 10 53.14% 11.3% 100.0% 34.67%

Top 10 Holdings

  1. Apple Inc 12.21%
  2. Microsoft Corp 9.88%
  3. Option on NASDAQ 100 PR USD 6.08%
  4. Option on NASDAQ 100 PR USD 6.08%
  5. Option on NASDAQ 100 PR USD 6.08%
  6. Option on NASDAQ 100 PR USD 6.08%
  7. Option on NASDAQ 100 PR USD 6.08%
  8. Option on NASDAQ 100 PR USD 6.08%
  9. Option on NASDAQ 100 PR USD 6.08%
  10. Option on NASDAQ 100 PR USD 6.08%

Asset Allocation

Weighting Return Low Return High NUSI % Rank
Stocks
99.43% -3.92% 100.76% 19.47%
Cash
0.57% -0.76% 100.29% 79.77%
Preferred Stocks
0.00% 0.00% 3.08% 31.68%
Other
0.00% 0.00% 45.92% 44.66%
Convertible Bonds
0.00% 0.00% 20.91% 33.97%
Bonds
0.00% 0.00% 97.96% 37.02%

Stock Sector Breakdown

Weighting Return Low Return High NUSI % Rank
Technology
48.31% 0.00% 44.43% 0.42%
Communication Services
16.46% 0.00% 21.22% 2.10%
Consumer Cyclical
16.13% 0.00% 19.02% 2.52%
Healthcare
6.38% 0.00% 25.91% 92.86%
Consumer Defense
6.26% 0.00% 22.87% 93.28%
Industrials
4.29% 1.41% 43.91% 97.06%
Utilities
1.29% 0.00% 13.35% 94.12%
Financial Services
0.87% 0.00% 29.60% 96.22%
Real Estate
0.00% 0.00% 9.74% 94.54%
Energy
0.00% 0.00% 69.54% 95.80%
Basic Materials
0.00% 0.00% 60.58% 96.22%

Stock Geographic Breakdown

Weighting Return Low Return High NUSI % Rank
US
97.05% -3.89% 100.00% 45.42%
Non US
2.38% -2.17% 99.33% 20.23%

NUSI - Expenses

Operational Fees

NUSI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.68% 0.20% 6.78% 94.24%
Management Fee 0.68% 0.20% 1.75% 19.78%
12b-1 Fee 0.00% 0.00% 1.00% N/A
Administrative Fee N/A 0.02% 0.28% N/A

Sales Fees

NUSI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

NUSI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NUSI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 10.00% 0.00% 456.80% 34.38%

NUSI - Distributions

Dividend Yield Analysis

NUSI Category Low Category High NUSI % Rank
Dividend Yield 8.14% 0.00% 3.76% 1.12%

Dividend Distribution Analysis

NUSI Category Low Category High Category Mod
Dividend Distribution Frequency Monthly Annually Monthly Annually

Net Income Ratio Analysis

NUSI Category Low Category High NUSI % Rank
Net Income Ratio 0.07% -2.54% 14.24% 54.51%

Capital Gain Distribution Analysis

NUSI Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

NUSI - Fund Manager Analysis

Managers

Garrett Paolella


Start Date

Tenure

Tenure Rank

Dec 19, 2019

2.36

2.4%

Joining Harvest in 2018,Garrett Paolella is the Chief Operating Officer for Harvest Volatility Management, LLC , managing firm operations and heading up business development including new business lines and strategies. Garrett served as Managing Director and Head of ETFs at Horizons ETFs Management U.S. where he ran all aspects of the U.S. ETF business. Garret had executive roles as Managing Partner and Chief Executive Officer at Recon Capital Partners from 2012 to 2017. Garrett Paolella is a Managing Director and the Head of ETFs at Horizons ETFs Management (US) LLC (“Horizons ETFs Management U.S.”) where he runs all aspects of the U.S. exchange traded fund business. He is a member of the Horizons U.S. Board, Officer of the U.S. business, and member of the firm’s Investment Committee. Prior to selling Recon Capital Advisors to Horizons ETFs Management U.S., Mr. Paolella had dual roles as Managing Partner and Chief Executive Officer where he dedicated his time to effectively running firm operations and developing new business lines and strategies. Additionally, Mr. Paolella ran Recon Capital’s Investment Committee, was a portfolio manager for the firm’s closed end funds, and built the retail investment business focusing on family offices. Previously, Mr. Paolella served as an Executive Director at MKM Partners, a research, sales and trading firm based in Stamford, CT. Mr. Paolella was an institutional sales and execution trader from 2008–2012, where his primary focus was on U.S. and international trading of equities and options. Prior to working on the sales and trading desk, Mr. Paolella worked with the macro research team at MKM Partners. Mr. Paolella has his series 7, 55, 63, and 65 security licenses. He received his Bachelor of Science Degree in Finance, Magna Cum Laude, from the Gabelli School of Business at Roger Williams University. Mr. Paolella serves as Chairman of the Center for Advanced Financial Education (CAFÉ) Advisory Board at the Mario J. Gabelli School of Business, and is President of the Horizons ETF Trust I, which oversees the Horizons ETF family of funds.

Troy Cates


Start Date

Tenure

Tenure Rank

Dec 19, 2019

2.36

2.4%

Troy Cates brings over 20 years of trading and portfolio management experience to his role as Executive Director for Harvest Volatility Management, LLC , where he guides development of the firm’s ETF product strategies and industry relationships. Prior to joining Harvest in 2018, Troy served as Managing Director, Head of Trading and Portfolio Manager at Horizons ETF Management U.S. and has joined Recon Capital in September of 2014 as a Partner and Head of Trading. Previously, Mr. Cates was an Executive Director at MKM Partners, a Research, Sales and Trading firm based in Stamford, CT where he was an institutional execution trader focusing on US and International equities and the syndicate calendar from 2006 – 2014. Prior to MKM, he was a trader at Knight Capital Group. Mr. Cates started his career in 1988 working as a market maker for Spencer Trask, a New York based venture capital firm, from 1998 – 2004. He has his series 4, 7, 55, and 63 security licenses. Mr. Cates graduated from University at SUNY Albany with a Bachelor of Science in Business Administration focusing on Finance and Marketing.

Curtis Brockelman


Start Date

Tenure

Tenure Rank

Dec 14, 2020

1.38

1.4%

Curtis F. Brockelman, Jr., is President, Chief Risk Officer and Portfolio Manager of Harvest Volatility Management. Prior to founding the Adviser in 2008, Mr. Brockelman was the Founder and Managing Partner of Perch Bay Group, LLC and Perch Bay Partners LLC. While at Perch Bay, Mr. Brockelman was the portfolio manager for Perch Bay Partners Sigma 1, LP, a volatility arbitrage hedge fund trading index options. Prior to Perch Bay, Mr. Brockelman was a Senior Vice President of Investments and a partner in “The Brockelman Group” at Salomon Smith Barney for seven years. Mr. Brockelman received a BA in Economics from Duke University in 1991.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 19.77 3.61 5.67