Dividend Investing Ideas Center
Critical Facts You Need to Know About Preferred Stocks
Have you ever wished for the safety of bonds, but the return potential...
Name
As of 10/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
YTD Return
20.5%
1 yr return
34.7%
3 Yr Avg Return
5.6%
5 Yr Avg Return
N/A
Net Assets
$372 M
Holdings in Top 10
47.9%
Expense Ratio 0.68%
Front Load N/A
Deferred Load N/A
Turnover 10.00%
Redemption Fee N/A
Standard (Taxable)
N/A
IRA
N/A
Fund Type
Exchange Traded Fund
Name
As of 10/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Period | NUSI Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 20.5% | -2.8% | 240.8% | 99.21% |
1 Yr | 34.7% | -4.3% | 140.6% | 72.61% |
3 Yr | 5.6%* | -8.3% | 18.3% | N/A |
5 Yr | N/A* | -5.0% | 17.3% | N/A |
10 Yr | N/A* | -4.6% | 13.2% | N/A |
* Annualized
Period | NUSI Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 21.1% | -34.1% | 904.0% | 23.42% |
2022 | -33.7% | -28.6% | 438.4% | N/A |
2021 | 1.5% | -93.5% | 8.2% | N/A |
2020 | 9.7% | -38.9% | 19.8% | N/A |
2019 | N/A | -10.9% | 12.8% | N/A |
Period | NUSI Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 20.5% | -2.7% | 244.0% | 98.81% |
1 Yr | 34.7% | -4.3% | 140.6% | 69.57% |
3 Yr | 5.6%* | -8.3% | 18.3% | N/A |
5 Yr | N/A* | -5.4% | 17.3% | N/A |
10 Yr | N/A* | -4.6% | 13.2% | N/A |
* Annualized
Period | NUSI Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 31.0% | -34.1% | 904.0% | 23.42% |
2022 | -28.4% | -5.9% | 438.4% | N/A |
2021 | 9.7% | -81.2% | 8.2% | N/A |
2020 | 18.6% | -29.0% | 19.8% | N/A |
2019 | N/A | -10.9% | 12.8% | N/A |
NUSI | Category Low | Category High | NUSI % Rank | |
---|---|---|---|---|
Net Assets | 372 M | 25 | 17.4 B | 25.09% |
Number of Holdings | 104 | 2 | 508 | 25.57% |
Net Assets in Top 10 | 178 M | -6.66 M | 5.12 B | 25.57% |
Weighting of Top 10 | 47.94% | 11.3% | 100.0% | 34.67% |
Weighting | Return Low | Return High | NUSI % Rank | |
---|---|---|---|---|
Stocks | 99.41% | -3.92% | 100.76% | 19.47% |
Cash | 0.73% | -0.76% | 100.29% | 79.77% |
Preferred Stocks | 0.00% | 0.00% | 3.08% | 31.68% |
Convertible Bonds | 0.00% | 0.00% | 20.91% | 33.97% |
Bonds | 0.00% | 0.00% | 97.96% | 37.02% |
Other | -0.14% | 0.00% | 45.92% | 44.66% |
Weighting | Return Low | Return High | NUSI % Rank | |
---|---|---|---|---|
Technology | 48.69% | 0.00% | 44.43% | 0.42% |
Communication Services | 17.05% | 0.00% | 21.22% | 2.10% |
Consumer Cyclical | 15.27% | 0.00% | 19.02% | 2.52% |
Healthcare | 6.45% | 0.00% | 25.91% | 92.86% |
Consumer Defense | 6.03% | 0.00% | 22.87% | 93.28% |
Industrials | 4.28% | 1.41% | 43.91% | 97.06% |
Utilities | 1.37% | 0.00% | 13.35% | 94.12% |
Financial Services | 0.85% | 0.00% | 29.60% | 96.22% |
Real Estate | 0.00% | 0.00% | 9.74% | 94.54% |
Energy | 0.00% | 0.00% | 69.54% | 95.80% |
Basic Materials | 0.00% | 0.00% | 60.58% | 96.22% |
Weighting | Return Low | Return High | NUSI % Rank | |
---|---|---|---|---|
US | 99.41% | -3.89% | 100.00% | 45.42% |
Non US | 0.00% | -2.17% | 99.33% | 20.23% |
NUSI Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.68% | 0.20% | 6.78% | 94.24% |
Management Fee | 0.68% | 0.20% | 1.75% | 19.78% |
12b-1 Fee | 0.00% | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.02% | 0.28% | N/A |
NUSI Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 4.75% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 1.00% | N/A |
NUSI Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NUSI Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 10.00% | 0.00% | 456.80% | 34.38% |
NUSI | Category Low | Category High | NUSI % Rank | |
---|---|---|---|---|
Dividend Yield | 7.87% | 0.00% | 3.76% | 1.12% |
NUSI | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Monthly | Annually | Monthly | Annually |
NUSI | Category Low | Category High | NUSI % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.07% | -2.54% | 14.24% | 54.51% |
NUSI | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Date | Amount | Type |
---|---|---|
Sep 25, 2024 | $0.167 | OrdinaryDividend |
Aug 21, 2024 | $0.164 | OrdinaryDividend |
Jul 24, 2024 | $0.165 | OrdinaryDividend |
Jun 26, 2024 | $0.163 | OrdinaryDividend |
Apr 24, 2024 | $0.148 | OrdinaryDividend |
Mar 20, 2024 | $0.153 | OrdinaryDividend |
Feb 22, 2024 | $0.150 | OrdinaryDividend |
Jan 24, 2024 | $0.150 | OrdinaryDividend |
Dec 20, 2023 | $0.146 | OrdinaryDividend |
Nov 22, 2023 | $0.142 | OrdinaryDividend |
Oct 25, 2023 | $0.130 | OrdinaryDividend |
Sep 20, 2023 | $0.136 | OrdinaryDividend |
Aug 23, 2023 | $0.136 | OrdinaryDividend |
Jul 26, 2023 | $0.141 | OrdinaryDividend |
Jun 22, 2023 | $0.140 | OrdinaryDividend |
May 24, 2023 | $0.133 | OrdinaryDividend |
Apr 26, 2023 | $0.127 | OrdinaryDividend |
Mar 22, 2023 | $0.127 | OrdinaryDividend |
Feb 23, 2023 | $0.124 | OrdinaryDividend |
Jan 25, 2023 | $0.124 | OrdinaryDividend |
Dec 23, 2022 | $0.122 | OrdinaryDividend |
Nov 23, 2022 | $0.124 | OrdinaryDividend |
Oct 26, 2022 | $0.125 | OrdinaryDividend |
Sep 21, 2022 | $0.130 | OrdinaryDividend |
Aug 24, 2022 | $0.134 | OrdinaryDividend |
Jul 20, 2022 | $0.127 | OrdinaryDividend |
Jun 23, 2022 | $0.130 | OrdinaryDividend |
May 25, 2022 | $0.145 | OrdinaryDividend |
Apr 20, 2022 | $0.151 | OrdinaryDividend |
Mar 23, 2022 | $0.160 | OrdinaryDividend |
Feb 24, 2022 | $0.159 | OrdinaryDividend |
Jan 26, 2022 | $0.166 | OrdinaryDividend |
Dec 22, 2021 | $0.179 | ReturnOfCapital |
Nov 24, 2021 | $0.188 | ReturnOfCapital |
Oct 20, 2021 | $0.181 | OrdinaryDividend |
Sep 22, 2021 | $0.182 | OrdinaryDividend |
Aug 25, 2021 | $0.187 | OrdinaryDividend |
Jul 21, 2021 | $0.182 | OrdinaryDividend |
Jun 23, 2021 | $0.180 | OrdinaryDividend |
May 26, 2021 | $0.176 | OrdinaryDividend |
Apr 21, 2021 | $0.180 | OrdinaryDividend |
Mar 24, 2021 | $0.175 | OrdinaryDividend |
Feb 24, 2021 | $0.180 | OrdinaryDividend |
Jan 20, 2021 | $0.180 | OrdinaryDividend |
Dec 29, 2020 | $0.179 | OrdinaryDividend |
Nov 25, 2020 | $0.174 | OrdinaryDividend |
Oct 21, 2020 | $0.173 | OrdinaryDividend |
Sep 23, 2020 | $0.166 | OrdinaryDividend |
Aug 26, 2020 | $0.184 | OrdinaryDividend |
Jul 22, 2020 | $0.179 | OrdinaryDividend |
Jun 24, 2020 | $0.178 | OrdinaryDividend |
May 20, 2020 | $0.170 | OrdinaryDividend |
Apr 22, 2020 | $0.168 | OrdinaryDividend |
Mar 25, 2020 | $0.153 | OrdinaryDividend |
Feb 26, 2020 | $0.164 | OrdinaryDividend |
Jan 22, 2020 | $0.168 | OrdinaryDividend |
Dec 26, 2019 | $0.163 | OrdinaryDividend |
Start Date
Tenure
Tenure Rank
Dec 19, 2019
2.45
2.5%
Joining Harvest in 2018,Garrett Paolella is the Chief Operating Officer for Harvest Volatility Management, LLC , managing firm operations and heading up business development including new business lines and strategies. Garrett served as Managing Director and Head of ETFs at Horizons ETFs Management U.S. where he ran all aspects of the U.S. ETF business. Garret had executive roles as Managing Partner and Chief Executive Officer at Recon Capital Partners from 2012 to 2017. Garrett Paolella is a Managing Director and the Head of ETFs at Horizons ETFs Management (US) LLC (“Horizons ETFs Management U.S.”) where he runs all aspects of the U.S. exchange traded fund business. He is a member of the Horizons U.S. Board, Officer of the U.S. business, and member of the firm’s Investment Committee. Prior to selling Recon Capital Advisors to Horizons ETFs Management U.S., Mr. Paolella had dual roles as Managing Partner and Chief Executive Officer where he dedicated his time to effectively running firm operations and developing new business lines and strategies. Additionally, Mr. Paolella ran Recon Capital’s Investment Committee, was a portfolio manager for the firm’s closed end funds, and built the retail investment business focusing on family offices. Previously, Mr. Paolella served as an Executive Director at MKM Partners, a research, sales and trading firm based in Stamford, CT. Mr. Paolella was an institutional sales and execution trader from 2008–2012, where his primary focus was on U.S. and international trading of equities and options. Prior to working on the sales and trading desk, Mr. Paolella worked with the macro research team at MKM Partners. Mr. Paolella has his series 7, 55, 63, and 65 security licenses. He received his Bachelor of Science Degree in Finance, Magna Cum Laude, from the Gabelli School of Business at Roger Williams University. Mr. Paolella serves as Chairman of the Center for Advanced Financial Education (CAFÉ) Advisory Board at the Mario J. Gabelli School of Business, and is President of the Horizons ETF Trust I, which oversees the Horizons ETF family of funds.
Start Date
Tenure
Tenure Rank
Dec 19, 2019
2.45
2.5%
Troy Cates brings over 20 years of trading and portfolio management experience to his role as Executive Director for Harvest Volatility Management, LLC , where he guides development of the firm’s ETF product strategies and industry relationships. Prior to joining Harvest in 2018, Troy served as Managing Director, Head of Trading and Portfolio Manager at Horizons ETF Management U.S. and has joined Recon Capital in September of 2014 as a Partner and Head of Trading. Previously, Mr. Cates was an Executive Director at MKM Partners, a Research, Sales and Trading firm based in Stamford, CT where he was an institutional execution trader focusing on US and International equities and the syndicate calendar from 2006 – 2014. Prior to MKM, he was a trader at Knight Capital Group. Mr. Cates started his career in 1988 working as a market maker for Spencer Trask, a New York based venture capital firm, from 1998 – 2004. He has his series 4, 7, 55, and 63 security licenses. Mr. Cates graduated from University at SUNY Albany with a Bachelor of Science in Business Administration focusing on Finance and Marketing.
Start Date
Tenure
Tenure Rank
Dec 14, 2020
1.46
1.5%
Curtis F. Brockelman, Jr., is President, Chief Risk Officer and Portfolio Manager of Harvest Volatility Management. Prior to founding the Adviser in 2008, Mr. Brockelman was the Founder and Managing Partner of Perch Bay Group, LLC and Perch Bay Partners LLC. While at Perch Bay, Mr. Brockelman was the portfolio manager for Perch Bay Partners Sigma 1, LP, a volatility arbitrage hedge fund trading index options. Prior to Perch Bay, Mr. Brockelman was a Senior Vice President of Investments and a partner in “The Brockelman Group” at Salomon Smith Barney for seven years. Mr. Brockelman received a BA in Economics from Duke University in 1991.
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.04 | 19.77 | 3.61 | 5.67 |
Dividend Investing Ideas Center
Have you ever wished for the safety of bonds, but the return potential...
Dividend Investing Ideas Center
If you are reaching retirement age, there is a good chance that you...
Dividend Investing Ideas Center
If you are reaching retirement age, there is a good chance that you...