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Trending ETFs

Ballast Small/Mid Cap ETF

Active ETF
MGMT
Dividend policy
None
Price as of:
$36.53 -1.07 -2.85%
primary theme
U.S. Small-Cap Blend Equity
MGMT (ETF)

Ballast Small/Mid Cap ETF

Dividend policy
None
Price as of:
$36.53 -1.07 -2.85%
primary theme
U.S. Small-Cap Blend Equity
MGMT (ETF)

Ballast Small/Mid Cap ETF

Dividend policy
None
Price as of:
$36.53 -1.07 -2.85%
primary theme
U.S. Small-Cap Blend Equity

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

Ballast Small/Mid Cap ETF

MGMT | Active ETF

$36.53

$36.5 M

0.00%

1.10%

Vitals

YTD Return

36.8%

1 yr return

N/A

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$36.5 M

Holdings in Top 10

28.5%

52 WEEK LOW AND HIGH

$37.5
$25.35
$38.12

Expenses

OPERATING FEES

Expense Ratio 1.10%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund

Investment Style

Small Blend


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

Ballast Small/Mid Cap ETF

MGMT | Active ETF

$36.53

$36.5 M

0.00%

1.10%

MGMT - Profile

Distributions

  • YTD Total Return 40.8%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio N/A
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Ballast Small/Mid Cap ETF
  • Fund Family Name
    Ballast Asset Management
  • Inception Date
    Nov 30, 2020
  • Shares Outstanding
    1000000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Ragen Stienke

Fund Description

Under normal circumstances, the fund invests at least 80% of the value of its net assets (plus borrowings for investment purposes) in equity securities (principally common stocks) of domestic companies with small to medium market capitalizations. It may also invest all or substantially all of its assets in cash and cash equivalents, including money market funds and other short-term fixed income investments, in seeking to protect principal, or when, in the Adviser's opinion, there are not sufficient companies appropriate for investment.


MGMT - Performance

Return Ranking - Trailing

Period MGMT Return Category Return Low Category Return High Rank in Category (%)
YTD 36.8% -71.1% 169.6% 3.66%
1 Yr N/A 0.0% 107.9% N/A
3 Yr N/A* -10.4% 27.2% N/A
5 Yr N/A* -2.1% 20.1% N/A
10 Yr N/A* 4.2% 15.7% N/A

* Annualized

Return Ranking - Calendar

Period MGMT Return Category Return Low Category Return High Rank in Category (%)
2020 N/A -51.0% 110.8% N/A
2019 N/A -54.6% 350.1% N/A
2018 N/A -67.3% 3.3% N/A
2017 N/A -62.9% 36.3% N/A
2016 N/A -3.5% 34.1% N/A

Total Return Ranking - Trailing

Period MGMT Return Category Return Low Category Return High Rank in Category (%)
YTD 40.8% -70.0% 169.6% 2.44%
1 Yr N/A 0.0% 107.9% N/A
3 Yr N/A* -11.5% 27.2% N/A
5 Yr N/A* -2.6% 20.1% N/A
10 Yr N/A* 4.2% 15.7% N/A

* Annualized

Total Return Ranking - Calendar

Period MGMT Return Category Return Low Category Return High Rank in Category (%)
2020 N/A -51.0% 110.8% N/A
2019 N/A -54.6% 350.1% N/A
2018 N/A -67.1% 3.3% N/A
2017 N/A -17.6% 52.6% N/A
2016 N/A -3.5% 34.1% N/A

MGMT - Holdings

Concentration Analysis

MGMT Category Low Category High MGMT % Rank
Net Assets 36.5 M 770 K 141 B 92.20%
Number of Holdings 50 2 2536 92.30%
Net Assets in Top 10 10.4 M 3 K 4.76 B 82.52%
Weighting of Top 10 28.51% 2.5% 100.0% 16.67%

Top 10 Holdings

  1. Texas Pacific Land Corp 3.77%
  2. Coherent Inc 3.68%
  3. Goodrich Petroleum Corp 3.59%
  4. Teradata Corp 3.50%
  5. Lydall Inc 3.07%
  6. America's Car-Mart Inc 2.92%
  7. Capital Bancorp Inc 2.85%
  8. Northern Technologies International Corp 2.84%
  9. UFP Technologies Inc 2.77%
  10. Avid Technology Inc 2.66%

Asset Allocation

Weighting Return Low Return High MGMT % Rank
Stocks
96.50% 8.27% 100.95% 85.33%
Cash
3.50% -83.89% 68.45% 12.89%
Preferred Stocks
0.00% 0.00% 12.06% 22.96%
Other
0.00% -6.47% 19.11% 26.52%
Convertible Bonds
0.00% 0.00% 2.02% 21.93%
Bonds
0.00% 0.00% 77.17% 24.59%

Stock Sector Breakdown

Weighting Return Low Return High MGMT % Rank
Industrials
17.85% 3.36% 43.08% 43.95%
Financial Services
16.59% 0.00% 39.73% 38.12%
Technology
16.55% 0.00% 49.59% 24.66%
Consumer Cyclical
13.19% 0.00% 49.88% 33.63%
Basic Materials
10.13% 0.00% 15.10% 2.84%
Energy
8.62% 0.00% 21.16% 0.60%
Real Estate
7.79% 0.00% 22.59% 35.13%
Healthcare
4.90% 1.32% 46.41% 92.23%
Utilities
1.80% 0.00% 16.95% 52.77%
Communication Services
1.71% 0.00% 17.22% 80.27%
Consumer Defense
0.87% 0.00% 16.68% 97.16%

Stock Geographic Breakdown

Weighting Return Low Return High MGMT % Rank
US
94.67% 8.17% 100.00% 66.37%
Non US
1.83% 0.00% 32.16% 46.22%

MGMT - Expenses

Operational Fees

MGMT Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.10% 0.01% 4.53% 39.85%
Management Fee 0.95% 0.00% 4.05% 90.24%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

MGMT Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

MGMT Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

MGMT Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 398.00% N/A

MGMT - Distributions

Dividend Yield Analysis

MGMT Category Low Category High MGMT % Rank
Dividend Yield 0.00% 0.00% 2.00% 21.86%

Dividend Distribution Analysis

MGMT Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

MGMT Category Low Category High MGMT % Rank
Net Income Ratio N/A -4.17% 2.67% N/A

Capital Gain Distribution Analysis

MGMT Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

MGMT - Fund Manager Analysis

Managers

Ragen Stienke


Start Date

Tenure

Tenure Rank

Nov 30, 2020

0.92

0.9%

Ragen Stienke has over 20 years of experience in the financial services industry, spanning from early stage investing in start-ups to public equities. Before starting Ballast Asset Management, Ragen was the Senior Portfolio Manager of the SMid and SMid Plus products at Westwood Management, an investment firm with over $20bn in assets under management. Ragen joined Westwood in 2004, and was responsible for managing and growing the SMid product from its infancy to over $3bn. Upon closing the SMid product, Ragen launched a sister portfolio in SMid Plus where he raised nearly $1bn in assets. During his management of SMid, the portfolio had a 10 year track record that ranked in the top 10% against its respective peer group.1 Ragen was also a member of the Portfolio Risk Committee and the Business Management Committee at Westwood. Ragen graduated from the University of Texas at Austin with a B.A. in Economics. While pursuing his undergraduate degree, he worked at the IC2 Institute, a research unit of the University of Texas focused on fostering constructive forms of capitalism that accelerate economic development. Upon graduation, Ragen joined Arthur Andersen in the Business Valuation Group. In 2000, he accepted a position with UBS Investment Bank’s research group in New York. While at UBS, he spent three years as a research analyst focused on the software industry. In 2003, Ragen was promoted to Associate Director, where he served on the U.S. Equity Strategy team. Ragen received his CFA charter in 2003 and is a member of the CFA Institute and the Dallas Society of Financial Analysts.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 49.03 6.98 2.0