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Trending ETFs

Columbia Sustainable U.S. Equity Income ETF

ETF
ESGS
Payout Change
Pending
Price as of:
$37.21 +0.11 +0.3%
primary theme
U.S. Large-Cap Value Equity
ESGS (ETF)

Columbia Sustainable U.S. Equity Income ETF

Payout Change
Pending
Price as of:
$37.21 +0.11 +0.3%
primary theme
U.S. Large-Cap Value Equity
ESGS (ETF)

Columbia Sustainable U.S. Equity Income ETF

Payout Change
Pending
Price as of:
$37.21 +0.11 +0.3%
primary theme
U.S. Large-Cap Value Equity

Name

Price

Aum/Mkt Cap

YIELD

Exp Ratio

Watchlist

$37.21

$29 M

2.52%

$0.94

0.35%

Vitals

YTD Return

0.2%

1 yr return

1.5%

3 Yr Avg Return

14.6%

5 Yr Avg Return

8.5%

Net Assets

$29 M

Holdings in Top 10

14.7%

52 WEEK LOW AND HIGH

$37.1
$32.40
$39.43

Expenses

OPERATING FEES

Expense Ratio 0.35%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 77.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund


Name

Price

Aum/Mkt Cap

YIELD

Exp Ratio

Watchlist

$37.21

$29 M

2.52%

$0.94

0.35%

ESGS - Profile

Distributions

  • YTD Total Return 0.2%
  • 3 Yr Annualized Total Return 14.6%
  • 5 Yr Annualized Total Return 8.5%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 2.55%
DIVIDENDS
  • Dividend Yield 2.5%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Columbia Sustainable U.S. Equity Income ETF
  • Fund Family Name
    Columbia Threadneedle
  • Inception Date
    Jun 13, 2016
  • Shares Outstanding
    750000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Christopher Lo

Fund Description

The Fund uses an indexing investment approach that seeks to replicate the performance of the Index.
The Fund invests at least 80% of its assets in the component securities of the Index.
The Index is owned and calculated by MSCI Inc. (MSCI or the Index Provider). The Index was developed by MSCI with input from Columbia Management Investment Advisers, LLC (the Investment Manager). The Index, which typically holds common stocks, was constructed to provide exposure to U.S. large- and mid-cap companies that are believed to offer sustainable levels of income, as well as total return opportunity. 
The Index is comprised of a subset of 100 companies within the MSCI USA Index. With a starting point of the MSCI USA Index, the Index was designed to reflect the performance of the top 100 U.S. large- and mid-cap companies (excluding real estate investment trusts) ranked and weighted according to a composite factor score determined through the application of a systematic, rules-based methodology applied by MSCI. This methodology focuses on security dividend yield, dividend growth, and cash-based dividend coverage ratio factors. MSCI also screens companies for "sustainability" through the application of its Environmental, Social and Governance (ESG) rating methodology that is designed to exclude companies with unfavorable corporate ESG practices. The Index component securities are weighted based on the overall composite model scores and dividend yield. The Index is rebalanced on a quarterly basis in February, May, August and November. 
The Fund uses a replication strategy to track the performance of the Index, whereby the Fund invests in or has investment exposure to substantially all of the component securities of the Index in approximately the same proportions as in the Index. However, under various circumstances, including circumstances under which it may not be possible or practicable to purchase all of the securities in the Index, or in the same weightings, the Fund may purchase or have investment exposure to a sample of the securities in the Index in proportions expected to replicate generally the performance of the Index as a whole. There may also be instances in which the Fund may overweight (or underweight) an Index holding, purchase (or sell) instruments not in the Index as a substitute for one or more securities in the Index or utilize various combinations of other available investment techniques in seeking to replicate the performance of the Index. The Fund may sell securities or other holdings that are represented in the Index or purchase securities or make other investments that are not yet represented in the Index in anticipation of their removal from or addition to the Index by MSCI. 
The Investment Manager does not invest the Fund’s assets based on its view of the investment merits of a particular security or company, nor does it conduct fundamental investment research or analysis, or seek to forecast or otherwise consider market movements, conditions or trends in managing the Fund’s assets. The Fund pursues its investment objective of correlating performance with the Index regardless of market conditions and does not take defensive positions. 
The methodology applied by MSCI to select Index holdings and weightings does not set limits on sector or industry exposures. To the extent the Index is concentrated in a particular sector or industry, the Fund will necessarily be concentrated in that sector or industry. As of October 31, 2021, the Index (and therefore the Fund) was concentrated in the financial services sector. 
The Fund may buy shares of Ameriprise Financial, Inc. (the Investment Manager’s parent company), if included in the Index, subject to certain restrictions. 
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ESGS - Performance

Return Ranking - Trailing

Period ESGS Return Category Return Low Category Return High Rank in Category (%)
YTD 0.2% -21.2% 27.4% 80.27%
1 Yr 1.5% -61.1% 51.5% 8.87%
3 Yr 14.6%* -22.7% 64.3% 3.36%
5 Yr 8.5%* -17.2% 29.8% 6.28%
10 Yr N/A* -16.4% 14.3% N/A

* Annualized

Return Ranking - Calendar

Period ESGS Return Category Return Low Category Return High Rank in Category (%)
2022 0.7% -65.1% 38.0% 5.17%
2021 14.5% -25.3% 29.0% 4.23%
2020 0.2% -8.4% 56.7% 42.57%
2019 6.9% -24.3% 10.4% 2.06%
2018 -2.6% -9.4% 21.9% 28.18%

Total Return Ranking - Trailing

Period ESGS Return Category Return Low Category Return High Rank in Category (%)
YTD 0.2% -21.2% 27.4% 79.87%
1 Yr 1.5% -61.1% 61.5% 10.73%
3 Yr 14.6%* -22.7% 64.3% 3.36%
5 Yr 8.5%* -16.2% 32.9% 8.61%
10 Yr N/A* -3.7% 21.1% N/A

* Annualized

Total Return Ranking - Calendar

Period ESGS Return Category Return Low Category Return High Rank in Category (%)
2022 0.7% -65.1% 38.0% 5.17%
2021 14.5% -25.3% 29.0% 4.23%
2020 0.2% -8.4% 56.7% 42.57%
2019 6.9% -24.3% 10.4% 2.06%
2018 -2.6% -8.9% 21.9% 58.65%

ESGS - Holdings

Concentration Analysis

ESGS Category Low Category High ESGS % Rank
Net Assets 29 M 390 K 151 B 92.67%
Number of Holdings 101 2 1727 33.31%
Net Assets in Top 10 4.27 M 2.1 K 32.3 B 94.28%
Weighting of Top 10 14.71% 5.0% 99.2% 97.19%

Top 10 Holdings

  1. Huntington Ingalls Industries Inc 1.75%
  2. Comerica Inc 1.75%
  3. NetApp Inc 1.74%
  4. International Paper Co 1.70%
  5. Entergy Corp 1.64%
  6. Steel Dynamics Inc 1.63%
  7. Kinder Morgan Inc Class P 1.63%
  8. Progressive Corp 1.60%
  9. Celanese Corp Class A 1.58%
  10. Sysco Corp 1.56%

Asset Allocation

Weighting Return Low Return High ESGS % Rank
Stocks
99.55% 28.02% 125.26% 26.68%
Cash
0.45% -88.20% 71.98% 71.08%
Preferred Stocks
0.00% 0.00% 19.30% 53.91%
Other
0.00% -2.02% 26.80% 50.12%
Convertible Bonds
0.00% 0.00% 3.66% 51.35%
Bonds
0.00% 0.00% 80.18% 52.36%

Stock Sector Breakdown

Weighting Return Low Return High ESGS % Rank
Financial Services
19.13% 0.00% 58.05% 51.16%
Industrials
12.40% 0.00% 42.76% 38.59%
Consumer Cyclical
11.49% 0.00% 22.74% 7.30%
Utilities
10.39% 0.00% 27.04% 5.20%
Technology
10.38% 0.00% 54.02% 51.32%
Healthcare
9.81% 0.00% 30.77% 93.09%
Consumer Defense
8.61% 0.00% 34.10% 48.76%
Energy
8.46% 0.00% 54.00% 34.63%
Basic Materials
5.67% 0.00% 21.69% 15.53%
Communication Services
3.66% 0.00% 26.58% 77.72%
Real Estate
0.00% 0.00% 90.54% 91.54%

Stock Geographic Breakdown

Weighting Return Low Return High ESGS % Rank
US
99.55% 24.51% 121.23% 6.73%
Non US
0.00% 0.00% 45.02% 94.04%

ESGS - Expenses

Operational Fees

ESGS Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.35% 0.01% 4.02% 88.45%
Management Fee 0.35% 0.00% 1.50% 13.86%
12b-1 Fee 0.00% 0.00% 1.00% 10.62%
Administrative Fee N/A 0.01% 0.50% N/A

Sales Fees

ESGS Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 0.95% 5.00% N/A

Trading Fees

ESGS Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ESGS Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 77.00% 0.00% 488.00% 81.02%

ESGS - Distributions

Dividend Yield Analysis

ESGS Category Low Category High ESGS % Rank
Dividend Yield 2.52% 0.00% 42.27% 4.61%

Dividend Distribution Analysis

ESGS Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Annually

Net Income Ratio Analysis

ESGS Category Low Category High ESGS % Rank
Net Income Ratio 2.55% -1.51% 4.28% 5.54%

Capital Gain Distribution Analysis

ESGS Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Quarterly Annually

Distributions History

View More +

ESGS - Fund Manager Analysis

Managers

Christopher Lo


Start Date

Tenure

Tenure Rank

Jun 13, 2016

5.97

6.0%

Chris Lo is a senior portfolio manager on the Indexed and Tax Efficient Portfolio Solutions group for Columbia Threadneedle Investments. He leads the Indexed Portfolio Solutions team and is responsible the management of Columbia Threadneedle Equity Exchange Traded Funds and Index Mutual Funds. Mr. Lo joined one of the Columbia Threadneedle Investments legacy firms as senior vice president in 1998 where he held the position of portfolio manager. Previously, Mr. Lo was a senior consultant at KPMG Peat Marwick, LLP. Prior to that, Mr. Lo was an analyst at Deloitte and Touche, LLP. He has been a member of the investment community since 1998. Mr. Lo received a B.S. and an M.E. from Rensselaer Polytechnic Institute and an MBA from New York University, Stern School of Business. He also received his doctoral degree in Professional Studies (DPS) from Pace University, with a concentration in Finance and International Economics. He is a member of the New York Society of Securities Analysts and holds the Chartered Financial Analyst® designation.

Michael Barclay


Start Date

Tenure

Tenure Rank

Oct 16, 2018

3.62

3.6%

Mr. Barclay joined one of the Columbia Management legacy firms or acquired business lines in 2006. Mr. Barclay began his investment career in 1991 and earned a B.A. and an M.P.A. from Cornell University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.09 86.59 7.9 16.42