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Trending ETFs

Innovator Double Stacker 9 Buffer ETF – October

Active ETF
DBOC
Dividend policy
None
Price as of:
$29.59 +0.24 +0.82%
primary theme
N/A
DBOC (ETF)

Innovator Double Stacker 9 Buffer ETF – October

Dividend policy
None
Price as of:
$29.59 +0.24 +0.82%
primary theme
N/A
DBOC (ETF)

Innovator Double Stacker 9 Buffer ETF – October

Dividend policy
None
Price as of:
$29.59 +0.24 +0.82%
primary theme
N/A

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$29.59

$21.4 M

0.00%

0.79%

Vitals

YTD Return

8.9%

1 yr return

11.0%

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$21.4 M

Holdings in Top 10

N/A

52 WEEK LOW AND HIGH

$29.6
$26.85
$30.06

Expenses

OPERATING FEES

Expense Ratio 0.79%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 0.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund

Investment Style

Options Trading


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$29.59

$21.4 M

0.00%

0.79%

DBOC - Profile

Distributions

  • YTD Total Return 8.0%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -0.78%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Innovator Double Stacker 9 Buffer ETF – October
  • Fund Family Name
    Innovator ETFs
  • Inception Date
    Sep 30, 2020
  • Shares Outstanding
    725000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Robert Cummings

Fund Description

The fund will invest substantially all of its assets in a portfolio of FLexible EXchange® Options (“FLEX Options”) that reference both the SPDR® S&P 500® ETF Trust (“S&P 500 ETF”) and the Invesco QQQ TrustSM, Series 1 (the “QQQ ETF,” and together with the S&P 500 ETF, the “Underlying ETFs”). Its assets will be principally composed of FLEX Options, the value of which is derived from the performance of the underlying reference asset, the applicable Underlying ETF’s share price. It is non-diversified.


DBOC - Performance

Return Ranking - Trailing

Period DBOC Return Category Return Low Category Return High Rank in Category (%)
YTD 8.9% -71.2% 44.1% 98.05%
1 Yr 11.0% 6.4% 91.4% N/A
3 Yr N/A* -0.6% 25.5% N/A
5 Yr N/A* 4.5% 26.6% N/A
10 Yr N/A* 3.0% 16.4% N/A

* Annualized

Return Ranking - Calendar

Period DBOC Return Category Return Low Category Return High Rank in Category (%)
2020 N/A -94.0% 2181.7% N/A
2019 N/A -22.7% 41.1% N/A
2018 N/A -100.0% 17.1% N/A
2017 N/A -100.0% 33.2% N/A
2016 N/A -44.8% 25.0% N/A

Total Return Ranking - Trailing

Period DBOC Return Category Return Low Category Return High Rank in Category (%)
YTD 8.0% -71.4% 44.1% 97.99%
1 Yr 11.0% 6.4% 108.6% N/A
3 Yr N/A* -0.6% 26.6% N/A
5 Yr N/A* 4.5% 26.6% N/A
10 Yr N/A* 3.0% 16.4% N/A

* Annualized

Total Return Ranking - Calendar

Period DBOC Return Category Return Low Category Return High Rank in Category (%)
2020 N/A -94.0% 2181.7% N/A
2019 N/A -21.6% 41.1% N/A
2018 N/A -100.0% 17.1% N/A
2017 N/A -100.0% 33.2% N/A
2016 N/A -13.4% 26.8% N/A

DBOC - Holdings

Concentration Analysis

DBOC Category Low Category High DBOC % Rank
Net Assets 21.4 M 20 1.26 T 86.64%
Number of Holdings 7 2 3910 98.38%
Net Assets in Top 10 21.3 M -472 M 279 B 66.35%
Weighting of Top 10 N/A 2.3% 100.0% N/A

Top 10 Holdings

  1. Spy 09/30/2021 2.68 C 117.79%
  2. Spy 09/30/2021 2.68 C 117.79%
  3. Spy 09/30/2021 2.68 C 117.79%
  4. Spy 09/30/2021 2.68 C 117.79%
  5. Spy 09/30/2021 2.68 C 117.79%
  6. Spy 09/30/2021 2.68 C 117.79%
  7. Spy 09/30/2021 2.68 C 117.79%
  8. Spy 09/30/2021 2.68 C 117.79%
  9. Spy 09/30/2021 2.68 C 117.79%
  10. Spy 09/30/2021 2.68 C 117.79%

Asset Allocation

Weighting Return Low Return High DBOC % Rank
Stocks
99.23% 0.00% 152.50% 51.54%
Cash
0.77% -87.42% 100.00% 45.05%
Preferred Stocks
0.00% 0.00% 5.20% 71.83%
Other
0.00% -15.82% 100.00% 70.77%
Convertible Bonds
0.00% 0.00% 8.98% 70.49%
Bonds
0.00% -0.36% 82.68% 70.82%

Stock Sector Breakdown

Weighting Return Low Return High DBOC % Rank
Utilities
0.00% 0.00% 32.20% 55.90%
Technology
0.00% 0.00% 77.03% 9.20%
Real Estate
0.00% 0.00% 68.36% 57.71%
Industrials
0.00% 0.00% 62.09% 85.94%
Healthcare
0.00% 0.00% 58.76% 76.74%
Financial Services
0.00% 0.00% 67.99% 74.87%
Energy
0.00% 0.00% 19.92% 53.13%
Communication Services
0.00% 0.00% 36.08% 18.69%
Consumer Defense
0.00% 0.00% 51.01% 62.28%
Consumer Cyclical
0.00% 0.00% 53.56% 21.34%
Basic Materials
0.00% 0.00% 31.64% 75.27%

Stock Geographic Breakdown

Weighting Return Low Return High DBOC % Rank
US
96.81% 0.00% 149.97% 31.97%
Non US
2.42% 0.00% 63.63% 61.21%

DBOC - Expenses

Operational Fees

DBOC Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.79% 0.01% 4.53% 41.13%
Management Fee 0.79% 0.00% 2.00% 90.01%
12b-1 Fee 0.00% 0.00% 1.00% 18.33%
Administrative Fee N/A 0.00% 0.95% N/A

Sales Fees

DBOC Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

DBOC Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.25% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

DBOC Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 0.00% 0.00% 363.00% 1.00%

DBOC - Distributions

Dividend Yield Analysis

DBOC Category Low Category High DBOC % Rank
Dividend Yield 0.00% 0.00% 1.23% 73.52%

Dividend Distribution Analysis

DBOC Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

DBOC Category Low Category High DBOC % Rank
Net Income Ratio -0.78% -3.04% 2.71% 98.39%

Capital Gain Distribution Analysis

DBOC Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Dividend Payout History

View More +

DBOC - Fund Manager Analysis

Managers

Robert Cummings


Start Date

Tenure

Tenure Rank

Sep 30, 2020

1.17

1.2%

Principal and Director of Global Trading at Milliman. Mr. Cummings has served in this role since 2007. Mr. Cummings has more than 13 years of experience as a trader with a primary focus on options. Prior to joining Milliman, he was involved in various proprietary trading strategies and was a portfolio manager of associated derivatives funds. These strategies included volatility arbitrage, global macro, and high-frequency trading. Entities at which Mr. Cummings has previously worked include Citadel Investment Group, TradeNet (as a primary market maker on the Chicago Board Options Exchange), KCM Group and Spyglass Capital Management.

Yin Bhuyan


Start Date

Tenure

Tenure Rank

Mar 01, 2021

0.75

0.8%

Ms. Bhuyan has more than 10 years of experience in capital markets(2021). Prior to joining Milliman, Yin traded in the S&P options pit at CBOE. She has served both as a market maker and a portfolio manager. Her former experience is in risk management and volatility arbitrage. Yin’s current primary focus had been in managing Defined Outcome ETFs and Index tracking ETFs.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 38.11 6.49 1.5