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Trending ETFs

IQ Chaikin U.S. Small Cap ETF

etf
CSML
Dividend policy
Active
Price as of:
$31.73 +0.71 +0%
primary theme
U.S. Small-Cap Blend Equity
CSML (ETF)

IQ Chaikin U.S. Small Cap ETF

Dividend policy
Active
Price as of:
$31.73 +0.71 +0%
primary theme
U.S. Small-Cap Blend Equity
CSML (ETF)
IQ Chaikin U.S. Small Cap ETF
Dividend policy
Active
Price as of:
$31.73 +0.71 +0%
primary theme
U.S. Small-Cap Blend Equity

CSML - Snapshot

Vitals

  • YTD Return 8.7%
  • 3 Yr Annualized Return 2.5%
  • 5 Yr Annualized Return N/A
  • Net Assets $169 M
  • Holdings in Top 10 5.6%

52 WEEK LOW AND HIGH

$31.02
$14.38
$31.73

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.36%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 43.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) N/A
  • IRA N/A

Fund Classification

  • Primary Theme U.S. Small-Cap Blend Equity
  • Fund Type Exchange Traded Fund
  • Investment Style Small Blend

Compare CSML to Popular U.S. Small-Cap Blend Equity Funds

Overview

Next Dividend

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Dividend.com Ratings*

$41.03

-1.16%

$15.65 B

1.00%

$0.41

blocked
blocked
blocked

6.79%

-

$80.02

-0.84%

$7.33 B

1.00%

$0.81

blocked
blocked
blocked

7.70%

-

$24.54

-1.17%

$6.28 B

0.80%

$0.20

blocked
blocked
blocked

7.30%

-

$323.64

-0.75%

$3.94 B

0.86%

$2.82

blocked
blocked
blocked

6.96%

-

$50.99

-1.14%

$3.31 B

0.82%

$0.42

blocked
blocked
blocked

6.72%

-

Compare CSML to Popular U.S. Small-Cap Blend Equity ETFs

Overview

Next Dividend

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Dividend.com Ratings*

$208.14

+1.26%

$114.57 B

0.82%

$1.68

blocked
blocked
blocked

6.91%

-

$213.94

+2.00%

$58.61 B

0.97%

$2.04

blocked
blocked
blocked

9.12%

-

$101.33

+2.37%

$56.11 B

1.03%

$1.02

blocked
blocked
blocked

10.26%

-

$96.85

+1.82%

$12.91 B

0.98%

$0.93

blocked
blocked
blocked

8.82%

-

$172.59

+1.94%

$3.94 B

0.86%

$1.46

blocked
blocked
blocked

9.05%

-

CSML - Profile

Distributions

  • YTD Total Return 8.7%
  • 3 Yr Annualized Total Return 2.5%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 1.14%
DIVIDENDS
  • Dividend Yield 0.5%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    IQ Chaikin U.S. Small Cap ETF
  • Fund Family Name
    IndexIQ
  • Inception Date
    May 15, 2017
  • Shares Outstanding
    5800000
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Greg Barrato

Fund Description

The fund invests at least 80% of the value of its assets (net assets plus the amount of any borrowings for investment purposes) in securities of small-capitalization U.S. issuers. The underlying index applies the Chaikin Power Gauge®, a quantitative multi-factor model that seeks to identify securities that are expected to outperform peers, to select securities from the Nasdaq US 1500 Index.


CSML - Performance

Return Ranking - Trailing

Period CSML Return Category Return Low Category Return High Rank in Category (%)
YTD 8.7% -10.3% 11.8% 4.57%
1 Yr 7.8% -50.5% 59.0% 68.25%
3 Yr 2.5%* -18.2% 17.0% 87.24%
5 Yr N/A* -4.3% 18.7% N/A
10 Yr N/A* 1.4% 13.3% N/A

* Annualized

Return Ranking - Calendar

Period CSML Return Category Return Low Category Return High Rank in Category (%)
2020 6.8% -51.0% 110.8% 64.50%
2019 22.5% -54.6% 48.3% 33.94%
2018 -20.4% -67.3% 0.0% 50.16%
2017 N/A -62.9% 36.3% N/A
2016 N/A -3.5% 34.1% N/A

Total Return Ranking - Trailing

Period CSML Return Category Return Low Category Return High Rank in Category (%)
YTD 8.7% -10.3% 11.8% 4.57%
1 Yr 7.8% -53.0% 59.0% 63.82%
3 Yr 2.5%* -19.2% 17.0% 85.29%
5 Yr N/A* -4.7% 18.7% N/A
10 Yr N/A* 1.4% 13.3% N/A

* Annualized

Total Return Ranking - Calendar

Period CSML Return Category Return Low Category Return High Rank in Category (%)
2020 6.8% -51.0% 110.8% 64.50%
2019 22.5% -54.6% 48.3% 33.94%
2018 -20.4% -67.1% 0.0% 67.71%
2017 N/A -17.6% 52.6% N/A
2016 N/A -3.5% 34.1% N/A

CSML - Holdings

Concentration Analysis

CSML Category Low Category High CSML % Rank
Net Assets 169 M 187 K 115 B 70.60%
Number of Holdings 481 1 2557 27.41%
Net Assets in Top 10 9.58 M 56.8 K 4 B 86.93%
Weighting of Top 10 5.64% 2.1% 100.0% 91.90%

Top 10 Holdings

  1. Domo Inc 0.79%
  2. TG Therapeutics Inc 0.65%
  3. Brinker International Inc 0.58%
  4. Twist Bioscience Corp 0.57%
  5. Sleep Number Corp 0.53%
  6. Mr. Cooper Group Inc 0.52%
  7. Calix Inc 0.52%
  8. Lindblad Expeditions Holdings Inc 0.51%
  9. TCR2 Therapeutics Inc 0.49%
  10. Duluth Holdings Inc B 0.49%

Asset Allocation

Weighting Return Low Return High CSML % Rank
Stocks
99.56% 1.29% 103.77% 21.45%
Cash
0.44% -19.74% 78.46% 74.86%
Preferred Stocks
0.00% 0.00% 17.45% 33.66%
Other
0.00% -10.33% 86.67% 33.81%
Convertible Bonds
0.00% 0.00% 2.97% 30.40%
Bonds
0.00% 0.00% 60.34% 34.09%

Stock Sector Breakdown

Weighting Return Low Return High CSML % Rank
Financial Services
18.32% 0.00% 39.58% 24.15%
Industrials
16.37% 2.77% 45.50% 68.04%
Healthcare
15.43% 0.00% 53.90% 47.59%
Consumer Cyclical
13.83% 1.14% 31.90% 37.93%
Technology
13.68% 0.00% 45.16% 72.59%
Real Estate
7.36% 0.00% 26.04% 36.22%
Communication Services
4.07% 0.00% 19.70% 15.91%
Consumer Defense
3.84% 0.00% 14.74% 57.10%
Energy
3.21% 0.00% 21.41% 14.20%
Basic Materials
3.01% 0.00% 13.79% 80.97%
Utilities
0.88% 0.00% 22.99% 81.68%

Stock Geographic Breakdown

Weighting Return Low Return High CSML % Rank
US
98.75% 1.29% 100.20% 16.48%
Non US
0.81% 0.00% 31.89% 69.74%

CSML - Expenses

Operational Fees

CSML Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.36% 0.01% 11.80% 91.25%
Management Fee 0.35% 0.00% 2.18% 15.10%
12b-1 Fee 0.00% 0.00% 1.00% 6.50%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

CSML Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

CSML Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CSML Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 43.00% 0.00% 454.00% 42.17%

CSML - Distributions

Dividend Yield Analysis

CSML Category Low Category High CSML % Rank
Dividend Yield 0.48% 0.00% 1.89% 5.82%

Dividend Distribution Analysis

CSML Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Quarterly

Net Income Ratio Analysis

CSML Category Low Category High CSML % Rank
Net Income Ratio 1.14% -2.00% 2.63% 15.46%

Capital Gain Distribution Analysis

CSML Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Dividend Payout History

View More +

CSML - Fund Manager Analysis

Managers

Greg Barrato


Start Date

Tenure

Tenure Rank

May 15, 2017

3.63

3.6%

Mr. Barrato has managed the MainStay VP IQ Hedge Multi-Strategy Portfolio since inception. Mr. Barrato joined IndexIQ Advisors LLC as a Vice President in November 2010 and has been a Senior Vice President of the IndexIQ Advisors LLC since August 2013. Prior to joining IndexIQ Advisors LLC, Mr. Barrato served as Head Global Equity Trader and Trader at Lucerne Capital Management, LLC from 2008 to 2010 and as Assistant Trader and Operations Manager at ReachCapital Management, LP from 2004 to 2008. Mr. Barrato is a 2002 graduate of the University of Connecticut.

James Harrison


Start Date

Tenure

Tenure Rank

Apr 30, 2018

2.67

2.7%

James Harrison has been a member of the portfolio management team of IndexIQ Advisors LLC since 2015. Prior to joining IndexIQ, Mr. Harrison served as trading assistant, operations specialist and sales assistant at Cuttone & Company from 2010 to 2015. Mr. Harrison is a graduate of St. Lawrence University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 48.2 6.41 1.17