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Avg.
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First Trust Indxx Global Natural Resources Income ETF

ETF
FTRI
Payout Change
Pending
Price as of:
$12.77 +0.06 +0.47%
primary theme
Natural Resources Industry Equity
FTRI (ETF)

First Trust Indxx Global Natural Resources Income ETF

Payout Change
Pending
Price as of:
$12.77 +0.06 +0.47%
primary theme
Natural Resources Industry Equity
FTRI (ETF)

First Trust Indxx Global Natural Resources Income ETF

Payout Change
Pending
Price as of:
$12.77 +0.06 +0.47%
primary theme
Natural Resources Industry Equity

Name

Price

Aum/Mkt Cap

YIELD

Exp Ratio

Watchlist

First Trust Indxx Global Natural Resources Income ETF

FTRI | ETF

$12.77

$219 M

4.91%

$0.63

0.70%

Vitals

YTD Return

-5.7%

1 yr return

-11.5%

3 Yr Avg Return

13.9%

5 Yr Avg Return

5.8%

Net Assets

$219 M

Holdings in Top 10

64.5%

52 WEEK LOW AND HIGH

$12.7
$11.81
$14.92

Expenses

OPERATING FEES

Expense Ratio 0.70%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Exchange Traded Fund

Name

Price

Aum/Mkt Cap

YIELD

Exp Ratio

Watchlist

First Trust Indxx Global Natural Resources Income ETF

FTRI | ETF

$12.77

$219 M

4.91%

$0.63

0.70%

FTRI - Profile

Distributions

  • YTD Total Return -5.7%
  • 3 Yr Annualized Total Return 13.9%
  • 5 Yr Annualized Total Return 5.8%
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 9.06%
DIVIDENDS
  • Dividend Yield 4.9%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    First Trust Indxx Global Natural Resources Income ETF
  • Fund Family Name
    First Trust
  • Inception Date
    Mar 11, 2010
  • Shares Outstanding
    13700002
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Daniel Lindquist

Fund Description

The Fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks and depositary receipts that comprise the Index. The Fund, using an indexing investment approach, attempts to replicate, before fees and expenses, the performance of the Index. The Index is owned, developed, maintained and sponsored by Indxx, LLC (the “Index Provider”). The Index Provider reserves the right to use qualitative judgment to include, exclude, adjust, or postpone the inclusion of a stock in the Index. Continued Index membership of a constituent is not necessarily subject to the guidelines provided in the Index methodology. A security may be considered for exclusion by the Index Provider on the basis of corporate governance, accounting policies, lack of transparency and lack of representation, despite meeting all the criteria provided in the Index methodology.The Index is a free float adjusted market capitalization weighted index designed to measure the market performance of the 50 highest dividend yielding companies involved in the upstream (i.e., generally exploration and production) segment of the natural resources sector. The term “free float” describes the portion of an issuer’s outstanding securities that can be publicly traded, and therefore excludes locked-in securities held by an issuer’s affiliates, officers or promoters or securities subject to some other restrictive arrangement that prevents them from being freely traded. Component securities may represent the following businesses: oil and gas exploration and production; integrated oil and gas companies; coal; steel; gold; aluminum; diversified metal and mining; industrial metals; precious metals; water; agricultural products; beverages; agricultural chemicals and fertilizers; and paper and forest products. The Index Provider’s classification of an issuer and its business may be different than any other standardized industry classification applied to the issuer and may reflect only a portion of the issuer’s business activities. Consequently, because an issuer’s principal business activity may be outside the natural resources sector, the Fund’s portfolio may include significant holdings of issuers that the Index Provider classifies in a sector that would otherwise not typically fall within the focus of the Index if classified by a different standard.To be included in the Index, a security must be issued by a company that has (i) a positive earnings-per-share for the preceding 12 months, (ii) paid dividends in each of the prior two years and (iii) paid dividends over the preceding 12 months greater than or equal to the dividends it paid over the same 12-month period one year prior. In addition, a security must meet certain additional criteria, including that it must have a minimum free float equivalent to 10% of shares outstanding, a minimum market capitalization of $1 billion and meet certain liquidity-related requirements that focus on trading activity. Companies may generally be domiciled in any country, including emerging market countries, subject to certain exclusions determined by the Index Provider. Each eligible security is classified into five broad categories: energy, materials, agriculture, water and timber. The 50 securities with the highest dividend yield are included in the Index. The Index is then adjusted to ensure that no more than 30% of the Index's components are classified as comprising one of the five categories. Under normal market conditions, the Fund invests at least 40% of its net assets (including investment borrowings) in securities of non-U.S. issuers and invests in the securities of issuers located in at least three countries. The Fund may also invest in U.S. dollar denominated and non-U.S. dollar denominated securities.The Index is reconstituted annually and rebalanced quarterly and the Fund will make corresponding changes to its portfolio shortly after the Index changes are made public. The Index’s quarterly rebalance schedule may cause the Fund to experience a higher rate of portfolio turnover. The Fund will be concentrated in an industry or a group of industries to the extent that the Index is so concentrated. As of December 31, 2021, the Fund had significant investments in materials companies and European issuers, although this may change from time to time. To the extent the Fund invests a significant portion of its assets in a given jurisdiction or investment sector, the Fund may be exposed to the risks associated with that jurisdiction or investment sector.
Read More

FTRI - Performance

Return Ranking - Trailing

Period FTRI Return Category Return Low Category Return High Rank in Category (%)
YTD -5.7% -17.0% 23.8% 91.53%
1 Yr -11.5% -25.4% 16.2% 77.68%
3 Yr 13.9%* 0.2% 73.7% 66.67%
5 Yr 5.8%* -5.9% 14.1% 24.24%
10 Yr -1.6%* -10.9% 12.2% 91.67%

* Annualized

Return Ranking - Calendar

Period FTRI Return Category Return Low Category Return High Rank in Category (%)
2022 7.5% -32.2% 34.0% 45.87%
2021 11.9% -10.9% 35.5% 50.94%
2020 -0.3% -8.5% 36.3% 83.81%
2019 5.1% -13.9% 8.5% 18.45%
2018 -1.7% -11.7% 24.9% 9.09%

Total Return Ranking - Trailing

Period FTRI Return Category Return Low Category Return High Rank in Category (%)
YTD -5.7% -30.0% 23.8% 90.68%
1 Yr -11.5% -25.4% 51.5% 78.07%
3 Yr 13.9%* 0.2% 73.7% 67.29%
5 Yr 5.8%* -5.9% 18.1% 25.74%
10 Yr -1.6%* -10.9% 13.9% 95.35%

* Annualized

Total Return Ranking - Calendar

Period FTRI Return Category Return Low Category Return High Rank in Category (%)
2022 7.5% -32.2% 34.0% 45.87%
2021 11.9% -10.9% 35.5% 50.94%
2020 -0.3% -8.5% 36.3% 83.81%
2019 5.1% -13.9% 8.5% 18.45%
2018 -1.7% -11.7% 24.9% 11.11%

FTRI - Holdings

Concentration Analysis

FTRI Category Low Category High FTRI % Rank
Net Assets 219 M 1.77 M 8.89 B 72.03%
Number of Holdings 56 23 422 47.46%
Net Assets in Top 10 141 M 770 K 4.68 B 57.63%
Weighting of Top 10 64.46% 18.0% 74.6% 8.47%

Top 10 Holdings

  1. BHP Group PLC ADR 9.83%
  2. BHP Group Ltd ADR 9.79%
  3. Vale SA ADR 9.33%
  4. Anglo American PLC 9.31%
  5. Anglo American PLC 9.31%
  6. Anglo American PLC 9.31%
  7. Anglo American PLC 9.31%
  8. Anglo American PLC 9.31%
  9. Anglo American PLC 9.31%
  10. Anglo American PLC 9.31%

Asset Allocation

Weighting Return Low Return High FTRI % Rank
Stocks 		99.43% 78.27% 100.48% 39.50%
Cash 		0.56% -1.77% 21.06% 56.78%
Preferred Stocks 		0.00% 0.00% 0.60% 32.20%
Other 		0.00% -1.72% 2.99% 28.81%
Convertible Bonds 		0.00% 0.00% 0.43% 33.05%
Bonds 		0.00% -2.00% 2.96% 34.45%

Stock Sector Breakdown

Weighting Return Low Return High FTRI % Rank
Basic Materials 		59.76% 2.49% 100.00% 24.58%
Energy 		16.63% 0.00% 89.67% 52.54%
Consumer Defense 		10.18% 0.00% 33.96% 6.78%
Consumer Cyclical 		5.61% 0.00% 43.37% 18.64%
Utilities 		4.12% 0.00% 46.27% 23.73%
Industrials 		3.69% 0.00% 63.67% 59.32%
Technology 		0.00% 0.00% 25.71% 56.78%
Real Estate 		0.00% 0.00% 36.20% 47.46%
Healthcare 		0.00% 0.00% 22.67% 50.85%
Financial Services 		0.00% 0.00% 4.52% 38.14%
Communication Services 		0.00% 0.00% 0.21% 27.97%

Stock Geographic Breakdown

Weighting Return Low Return High FTRI % Rank
Non US 		76.46% 0.00% 90.92% 6.78%
US 		22.97% 8.98% 99.93% 94.07%

FTRI - Expenses

Operational Fees

FTRI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.70% 0.01% 5.06% 63.33%
Management Fee 0.70% 0.00% 1.25% 56.78%
12b-1 Fee 0.00% 0.00% 1.00% 7.69%
Administrative Fee N/A 0.03% 0.25% N/A

Sales Fees

FTRI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 2.25% N/A

Trading Fees

FTRI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FTRI Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 4.00% 169.00% 84.91%

FTRI - Distributions

Dividend Yield Analysis

FTRI Category Low Category High FTRI % Rank
Dividend Yield 4.91% 0.00% 11.09% 1.67%

Dividend Distribution Analysis

FTRI Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Semi-Annually

Net Income Ratio Analysis

FTRI Category Low Category High FTRI % Rank
Net Income Ratio 9.06% -35.65% 9.06% 0.88%

Capital Gain Distribution Analysis

FTRI Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Semi-Annually Annually

Distributions History

View More +

FTRI - Fund Manager Analysis

Managers

Daniel Lindquist

Start Date

Tenure

Tenure Rank

Mar 11, 2010

12.23

12.2%

Daniel J. Lindquist, CFA, was born in 1970. Mr. Lindquist earned a B.A. in Business Economics from Wheaton College and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2004 and is a Managing Director. Mr. Lindquist is the Chairman of the Investment Committee and is responsible for the overall supervision of the Separate Managed Accounts.

David McGarel

Start Date

Tenure

Tenure Rank

Mar 11, 2010

12.23

12.2%

David G. McGarel, CFA, was born in 1966. Mr. McGarel earned a B.S. in Accounting from the University of Notre Dame. He has been with First Trust Advisors L.P. since 1997 and he is a Managing Director, Chief Operating Officer and the Chief Investment Officer. As head of FTA’s Strategy Research Group, Mr. McGarel shall be responsible for developing and implementing quantitative investment strategies for those Funds that have investment policies that require them to follow such strategies, on behalf of the Investment Committee.

Stan Ueland

Start Date

Tenure

Tenure Rank

Mar 11, 2010

12.23

12.2%

Mr. Ueland joined First Trust Advisors as a Vice President in August 2005 and has been a Senior Vice President of First Trust and FTP since September 2012. At First Trust, he plays an important role in executing the investment strategies of each portfolio of exchange-traded funds advised by First Trust. Before joining First Trust, he was vice president of sales at BondWave LLC from May 2004 through August 2005, an account executive for Mina Capital Management LLC and Samaritan Asset Management LLC from January 2003 through May 2004, and a sales consultant at Oracle Corporation from January 1997 through January 2003.

Jon Erickson

Start Date

Tenure

Tenure Rank

Mar 11, 2010

12.23

12.2%

Jon C. Erickson, CFA, was born in 1966. Mr. Erickson earned a B.S. in Computer Science from the University of Illinois and has an MBA from the University of Illinois in Finance. He has been with First Trust Advisors L.P. since 1994 and he is a Portfolio Manager and Senior Vice President. As the head of FTA’s Equity Research Group, Mr. Erickson shall be responsible for determining the securities to be purchased and sold by Funds that do not utilize quantitative investment strategies on behalf of the Investment Committee.

Roger Testin

Start Date

Tenure

Tenure Rank

Mar 11, 2010

12.23

12.2%

Roger F. Testin, CFA, was born in 1966. Mr. Testin earned a B.S. in Accounting from the University of Illinois and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2001 and he is a Portfolio Manager and Senior Vice President. As Product Manager for the VA’s, SMA’s and International Managed Products, Mr. Testin shall be responsible for the daily implementation and execution of the strategies for these product vehicles on behalf of the Investment Committee.

Chris Peterson

Start Date

Tenure

Tenure Rank

Mar 18, 2016

6.21

6.2%

Chris A. Peterson, CFA was born in 1975. Mr. Peterson earned a B.S in Finance from Bradley University and has an MBA from the University of Chicago Booth School of Business with concentrations in Analytic Finance & Accounting. He has been with First Trust Advisors L.P. since 2000. As head of FTA’s Portfolio Advisor’s Strategy Research Group, Mr. Peterson shall be responsible for developing and implementing quantitative equity strategies on behalf of the Investment Committee.

Erik Russo

Start Date

Tenure

Tenure Rank

Feb 01, 2021

1.33

1.3%

Mr. Russo is a Vice President of First Trust. He is responsible for implementing the investment strategies of each portfolio of exchange-traded funds advised by First Trust in his role as a Portfolio Manager. Mr. Russo joined First Trust in January of 2010.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.16 24.18 7.63 0.16

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