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Trending ETFs

Small Capitalization Portfolio

mutual fund
SSCPX
Payout Change
Suspended
Price as of:
$8.47 +0.0 +0.0%
primary theme
U.S. Small-Cap Growth Equity
SSCPX (Mutual Fund)

Small Capitalization Portfolio

Payout Change
Suspended
Price as of:
$8.47 +0.0 +0.0%
primary theme
U.S. Small-Cap Growth Equity
SSCPX (Mutual Fund)

Small Capitalization Portfolio

Payout Change
Suspended
Price as of:
$8.47 +0.0 +0.0%
primary theme
U.S. Small-Cap Growth Equity

Name

As of 11/27/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$8.47

$7.15 M

0.00%

1.83%

Vitals

YTD Return

21.2%

1 yr return

36.0%

3 Yr Avg Return

5.2%

5 Yr Avg Return

12.9%

Net Assets

$7.15 M

Holdings in Top 10

19.5%

52 WEEK LOW AND HIGH

$8.5
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.83%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 103.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$250

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 11/27/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$8.47

$7.15 M

0.00%

1.83%

SSCPX - Profile

Distributions

  • YTD Total Return 21.2%
  • 3 Yr Annualized Total Return 5.2%
  • 5 Yr Annualized Total Return 12.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.61%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency None

Fund Details

  • Legal Name
    Small Capitalization Portfolio
  • Fund Family Name
    Saratoga Advantage Trust
  • Inception Date
    Jul 02, 1998
  • Shares Outstanding
    N/A
  • Share Class
    I
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Mitch Zacks

Fund Description

The Portfolio will normally invest at least 80% of its total assets in common stocks of companies whose stock market capitalizations fall within the range of capitalizations in the Russell 2000® Index. The market capitalization range of the Russell 2000® Index at September 30, 2023 was $159.5 million to $4.2 billion. The Russell 2000® Index is reconstituted annually at the midpoint of the calendar year. The Portfolio will also occasionally invest a portion of its assets in mid-cap stocks that are small relative to their industries that the Adviser believes have compelling valuations and fundamentals, and it will not immediately sell a security that was bought as a small-cap stock but through appreciation has become a mid-cap stock. In selecting securities for the Portfolio, the Adviser begins with a screening process that seeks to identify growing companies whose stocks sell at discounted price-to-earnings and price-to-cash flow multiples. The Adviser also attempts to discern situations where intrinsic asset values are not widely recognized. The Adviser favors such higher-quality companies that generate strong cash flow, provide above-average free cash flow yields and maintain sound balance sheets. Rigorous fundamental analysis, from both a quantitative and qualitative standpoint, is applied to all investment candidates. While the Adviser employs a disciplined “bottom-up” approach that attempts to identify undervalued stocks, it nonetheless is sensitive to emerging secular trends. The Adviser does not, however, rely on macroeconomic forecasts in its stock selection efforts and prefers to remain fully invested. Under adverse market conditions, the Portfolio may also make temporary investments in investment grade debt securities. Such investment strategies could result in the Portfolio not achieving its investment objective.

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SSCPX - Performance

Return Ranking - Trailing

Period SSCPX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.2% -0.2% 116.8% 60.89%
1 Yr 36.0% 6.0% 114.8% 39.48%
3 Yr 5.2%* -14.4% 64.7% 15.33%
5 Yr 12.9%* -2.5% 48.2% 14.68%
10 Yr 8.3%* 2.2% 25.4% 78.24%

* Annualized

Return Ranking - Calendar

Period SSCPX Return Category Return Low Category Return High Rank in Category (%)
2023 15.2% -20.5% 54.6% 44.26%
2022 -24.9% -82.1% 32.2% 14.95%
2021 -0.4% -90.6% 300.1% 32.45%
2020 25.3% -63.0% 127.9% 62.23%
2019 23.7% -7.7% 42.9% 42.86%

Total Return Ranking - Trailing

Period SSCPX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.2% -0.2% 116.8% 60.89%
1 Yr 36.0% 6.0% 114.8% 39.48%
3 Yr 5.2%* -14.4% 64.7% 15.33%
5 Yr 12.9%* -2.5% 48.2% 14.68%
10 Yr 8.3%* 2.2% 25.4% 78.24%

* Annualized

Total Return Ranking - Calendar

Period SSCPX Return Category Return Low Category Return High Rank in Category (%)
2023 15.2% -19.0% 136.8% 57.59%
2022 -17.4% -59.9% 44.3% 6.92%
2021 24.5% -22.7% 411.9% 7.55%
2020 25.4% 1.5% 150.8% 85.71%
2019 23.7% 5.5% 55.3% 83.50%

NAV & Total Return History


SSCPX - Holdings

Concentration Analysis

SSCPX Category Low Category High SSCPX % Rank
Net Assets 7.15 M 209 K 34.3 B 97.42%
Number of Holdings 103 7 1226 43.36%
Net Assets in Top 10 1.44 M 53.8 K 3.02 B 98.15%
Weighting of Top 10 19.51% 7.5% 100.0% 68.39%

Top 10 Holdings

  1. SYLVAMO CORP 2.02%
  2. MERCURY GEN CORP 2.00%
  3. PROASSURANCE COR 1.99%
  4. FINANCIAL INST 1.98%
  5. KENNEDY-WILSON H 1.98%
  6. ADMA BIOLOGICS I 1.97%
  7. MADISON SQUARE G 1.94%
  8. APPLIED INDU TEC 1.89%
  9. CHOICEONE FINANCIAL SVCS 1.88%
  10. DREYFUS-INS-IS 1.85%

Asset Allocation

Weighting Return Low Return High SSCPX % Rank
Stocks
96.55% 92.05% 107.62% 76.01%
Cash
3.45% 0.00% 28.78% 28.04%
Preferred Stocks
0.00% 0.00% 4.59% 54.80%
Other
0.00% -0.26% 6.70% 63.47%
Convertible Bonds
0.00% 0.00% 1.57% 50.55%
Bonds
0.00% 0.00% 2.40% 50.00%

Stock Sector Breakdown

Weighting Return Low Return High SSCPX % Rank
Industrials
21.67% 0.00% 36.64% 11.25%
Consumer Cyclical
16.98% 0.00% 24.04% 11.25%
Financial Services
16.12% 0.00% 42.95% 11.44%
Technology
11.69% 2.91% 75.51% 95.57%
Energy
10.47% 0.00% 55.49% 3.51%
Healthcare
7.17% 0.00% 47.90% 95.94%
Basic Materials
4.56% 0.00% 9.24% 15.31%
Consumer Defense
4.34% 0.00% 13.56% 42.07%
Communication Services
4.19% 0.00% 15.31% 18.63%
Real Estate
2.80% 0.00% 15.31% 39.67%
Utilities
0.00% 0.00% 5.57% 64.58%

Stock Geographic Breakdown

Weighting Return Low Return High SSCPX % Rank
US
96.55% 17.30% 107.62% 66.24%
Non US
0.00% 0.00% 77.12% 59.59%

SSCPX - Expenses

Operational Fees

SSCPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.83% 0.05% 23.20% 16.64%
Management Fee 0.65% 0.05% 1.62% 20.52%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% 73.73%

Sales Fees

SSCPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

SSCPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 7.94%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SSCPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 103.00% 3.00% 264.00% 80.63%

SSCPX - Distributions

Dividend Yield Analysis

SSCPX Category Low Category High SSCPX % Rank
Dividend Yield 0.00% 0.00% 6.91% 58.86%

Dividend Distribution Analysis

SSCPX Category Low Category High Category Mod
Dividend Distribution Frequency None Annual SemiAnnual Annual

Net Income Ratio Analysis

SSCPX Category Low Category High SSCPX % Rank
Net Income Ratio -0.61% -2.47% 1.10% 39.93%

Capital Gain Distribution Analysis

SSCPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Monthly Annually

Distributions History

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SSCPX - Fund Manager Analysis

Managers

Mitch Zacks


Start Date

Tenure

Tenure Rank

Aug 14, 2015

6.8

6.8%

Mitch is the senior portfolio manager at Zacks Investment Management and oversees all investment research activities at the firm. Mitch is an expert on quantitative investment strategies and developed many of the proprietary models used by the firm. Mitch wrote a weekly finance column for the Chicago Sun- Times and has written two books on quantitative investment strategies: Ahead of the Market, Harper Collins 2003, which focuses on the earnings estimate revision investment anomaly and The Little Book of Stock Market Profits, which was published in 2011 and provides an overview of several other significant equity investment anomalies. Prior to joining Zacks Investment Management in 1997, Mitch was an investment banking analyst at Lazard Freres in New York. Mitch graduated cum laude from Yale University with distinction in his major of Economics. He received his M.B.A with high honors in his concentration of Analytic Finance and Statistics from the University of Chicago.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 30.44 9.15 5.25