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Trending ETFs

Royce Small-Cap Opportunity Fund

mutual fund
ROFRX
Payout Change
Pending
Price as of:
$13.98 +0.31 +2.27%
primary theme
U.S. Small-Cap Value Equity
share class
S (RYOFX) Instl (ROFIX) R (ROFRX) Investor (RYPNX) Other (ROFCX)
ROFRX (Mutual Fund)

Royce Small-Cap Opportunity Fund

Payout Change
Pending
Price as of:
$13.98 +0.31 +2.27%
primary theme
U.S. Small-Cap Value Equity
share class
S (RYOFX) Instl (ROFIX) R (ROFRX) Investor (RYPNX) Other (ROFCX)
ROFRX (Mutual Fund)

Royce Small-Cap Opportunity Fund

Payout Change
Pending
Price as of:
$13.98 +0.31 +2.27%
primary theme
U.S. Small-Cap Value Equity
share class
S (RYOFX) Instl (ROFIX) R (ROFRX) Investor (RYPNX) Other (ROFCX)

Name

As of 10/11/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Royce Small-Cap Opportunity Fund

ROFRX | Fund

$13.98

$1.27 B

0.00%

1.85%

Vitals

YTD Return

6.1%

1 yr return

22.8%

3 Yr Avg Return

2.4%

5 Yr Avg Return

13.7%

Net Assets

$1.27 B

Holdings in Top 10

9.2%

52 WEEK LOW AND HIGH

$13.7
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.85%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 69.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

N/A

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of 10/11/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Royce Small-Cap Opportunity Fund

ROFRX | Fund

$13.98

$1.27 B

0.00%

1.85%

ROFRX - Profile

Distributions

  • YTD Total Return 6.1%
  • 3 Yr Annualized Total Return 2.4%
  • 5 Yr Annualized Total Return 13.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.90%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Royce Small-Cap Opportunity Fund
  • Fund Family Name
    Royce
  • Inception Date
    May 30, 2007
  • Shares Outstanding
    N/A
  • Share Class
    R
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    James Harvey

Fund Description

Royce Investment Partners (“Royce”), the Fund’s investment adviser, invests the Fund’s assets primarily in equity securities of small-cap companies in an attempt to take advantage of what it believes are opportunistic situations for undervalued securities. Small-cap companies are those that have a market capitalization not greater than that of the largest company in the Russell 2000® Index at the time of its most recent reconstitution.

Such opportunistic situations may include turnarounds, emerging growth companies with interrupted earnings patterns, companies with unrecognized asset values, or undervalued growth companies. Although the Fund focuses on securities of U.S. companies, it may invest up to 10% of its net assets (measured at the time of investment) in securities of companies headquartered in foreign countries.

The Fund invests at least 80% of its net assets in securities of small-cap companies, under normal circumstances. The Fund may invest in other investment companies that invest primarily in equity securities. The Fund may sell securities to, among other things, secure gains, limit losses, redeploy assets into what Royce deems to be more promising opportunities, and/or manage cash levels in the Fund’s portfolio.

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ROFRX - Performance

Return Ranking - Trailing

Period ROFRX Return Category Return Low Category Return High Rank in Category (%)
YTD 6.1% -8.9% 22.4% 79.49%
1 Yr 22.8% 5.9% 41.2% 82.98%
3 Yr 2.4%* -13.4% 69.5% 88.19%
5 Yr 13.7%* -2.8% 52.5% 11.99%
10 Yr 10.1%* -2.5% 28.8% 11.30%

* Annualized

Return Ranking - Calendar

Period ROFRX Return Category Return Low Category Return High Rank in Category (%)
2023 13.5% -6.0% 33.6% 35.19%
2022 -21.6% -36.7% 212.9% 81.32%
2021 5.5% -62.0% 147.6% 90.00%
2020 25.7% -24.8% 31.3% 0.75%
2019 25.4% -21.7% 34.0% 12.07%

Total Return Ranking - Trailing

Period ROFRX Return Category Return Low Category Return High Rank in Category (%)
YTD 6.1% -8.9% 22.4% 79.49%
1 Yr 22.8% 5.9% 41.2% 82.98%
3 Yr 2.4%* -13.4% 69.5% 88.19%
5 Yr 13.7%* -2.8% 52.5% 11.99%
10 Yr 10.1%* -2.5% 28.8% 11.30%

* Annualized

Total Return Ranking - Calendar

Period ROFRX Return Category Return Low Category Return High Rank in Category (%)
2023 18.8% 1.8% 35.4% 27.08%
2022 -17.5% -36.7% 250.0% 96.22%
2021 30.0% -3.0% 157.9% 57.32%
2020 25.7% -13.5% 33.4% 0.75%
2019 27.4% -1.5% 34.3% 15.22%

NAV & Total Return History

ROFRX - Holdings

Concentration Analysis

ROFRX Category Low Category High ROFRX % Rank
Net Assets 1.27 B 5.95 M 54 B 30.02%
Number of Holdings 227 10 1599 26.79%
Net Assets in Top 10 114 M 762 K 3.2 B 40.65%
Weighting of Top 10 9.22% 5.4% 92.2% 93.52%

Top 10 Holdings

  1. FIXED INC CLEARING CORP.REPO 1.69%
  2. CECO Environmental Corp 0.92%
  3. Artivion Inc 0.89%
  4. VSE Corp 0.84%
  5. Ultra Clean Holdings Inc 0.84%
  6. Veeco Instruments Inc 0.83%
  7. Kyndryl Holdings Inc 0.81%
  8. Lakeland Industries Inc 0.80%
  9. AAR Corp 0.80%
  10. Select Water Solutions Inc 0.79%

Asset Allocation

Weighting Return Low Return High ROFRX % Rank
Stocks 		98.37% 7.22% 105.88% 59.12%
Other 		1.69% -1.83% 31.19% 8.55%
Cash 		0.25% 0.00% 39.68% 84.76%
Preferred Stocks 		0.00% 0.00% 1.87% 89.38%
Convertible Bonds 		0.00% 0.00% 2.63% 88.52%
Bonds 		0.00% 0.00% 79.66% 88.68%

Stock Sector Breakdown

Weighting Return Low Return High ROFRX % Rank
Industrials 		31.84% 0.65% 48.61% 4.02%
Technology 		18.11% 0.00% 34.03% 3.31%
Consumer Cyclical 		17.49% 0.00% 51.62% 12.77%
Basic Materials 		9.09% 0.00% 67.30% 10.40%
Healthcare 		5.39% 0.00% 25.76% 56.03%
Financial Services 		5.05% 0.00% 35.71% 97.87%
Energy 		4.93% 0.00% 29.42% 77.78%
Communication Services 		3.16% 0.00% 24.90% 33.33%
Real Estate 		2.62% 0.00% 44.41% 84.87%
Consumer Defense 		2.31% 0.00% 13.22% 82.51%
Utilities 		0.00% 0.00% 13.86% 96.69%

Stock Geographic Breakdown

Weighting Return Low Return High ROFRX % Rank
US 		96.42% 7.22% 105.88% 66.97%
Non US 		1.94% 0.00% 76.17% 17.09%

ROFRX - Expenses

Operational Fees

ROFRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.85% 0.05% 37.04% 16.40%
Management Fee 1.00% 0.00% 1.50% 94.68%
12b-1 Fee 0.50% 0.00% 1.00% 79.76%
Administrative Fee N/A 0.01% 0.35% N/A

Sales Fees

ROFRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

ROFRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ROFRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 69.00% 7.00% 252.00% 75.33%

ROFRX - Distributions

Dividend Yield Analysis

ROFRX Category Low Category High ROFRX % Rank
Dividend Yield 0.00% 0.00% 14.14% 28.18%

Dividend Distribution Analysis

ROFRX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual SemiAnnual Annual

Net Income Ratio Analysis

ROFRX Category Low Category High ROFRX % Rank
Net Income Ratio -0.90% -1.43% 4.13% 98.11%

Capital Gain Distribution Analysis

ROFRX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

ROFRX - Fund Manager Analysis

Managers

James Harvey

Start Date

Tenure

Tenure Rank

Apr 21, 2021

1.11

1.1%

Harvey, portfolio manager and assistant portfolio manager, has been employed by Royce since 1999 as an analyst.

James Stoeffel

Start Date

Tenure

Tenure Rank

Apr 21, 2021

1.11

1.1%

James Stoeffel joined Royce in 2009 as a Portfolio Manager. Previously he was a Portfolio Manager for a long/short equity private investment vehicle which he co-founded with Messrs. Brown and Hartman (2008-2009), a Portfolio Manager and Investment Policy Committee member at CRM (2001-2008), Director of Research at Palisade Capital Management (1999-2001), Research Analyst and Vice President in Smith Barney's Emerging Growth Stock Research Group (1993-1999) and an Auditor for a number of companies in the financial services industry (1984-1992).

Brendan Hartman

Start Date

Tenure

Tenure Rank

Apr 21, 2021

1.11

1.1%

Brendan Hartman joined Royce in 2009 as a Portfolio Manager. Previously he was a Portfolio Manager for a long/short equity private investment vehicle which he co-founded with Messrs. Brown and Stoeffel (2008-2009), a Portfolio Manager at CRM (2003-2008), an Analyst at CRM (2001-2003), a Senior Research Analyst at Donaldson, Lufkin & Jenrette (1997-2001) and a Research Analyst at Salomon Brothers (1996-1997).

Kavitha Venkatraman

Start Date

Tenure

Tenure Rank

Oct 04, 2021

0.65

0.7%

Worked most recently at Alpine Peaks Capital (2020-October 2021). Prior to that, Ms. Venkatraman worked as an equity analyst for the previous ten years at Pzena Investment Management, Steinberg Asset Management, and Blackrock.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 37.45 8.22 3.58

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