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Principal U.S. Small-MidCap Multi-Factor ETF
mutual fund
PSM
Payout Change
Suspended
Price as of:
$
+0.0
+0.0%
primary theme
N/A
share class
PSM (Mutual Fund)
Principal U.S. Small-MidCap Multi-Factor ETF
PSM (Mutual Fund)
Principal U.S. Small-MidCap Multi-Factor ETF
Payout Change
Suspended
Price as of:
$
+0.0
+0.0%
primary theme
N/A
share class
Name
Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
N/A
1 yr return
N/A
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$11.1 M
Holdings in Top 10
5.7%
52 WEEK LOW AND HIGH
$0.0
N/A
N/A
Expenses
OPERATING FEES
Expense Ratio N/A
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 71.50%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
PSM - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 1.85%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NamePrincipal U.S. Small-MidCap Multi-Factor ETF
-
Fund Family NamePrincipal Funds
-
Inception DateJul 23, 2019
-
Shares Outstanding400001
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerJeffrey Schwarte
Fund Description
PSM - Performance
Return Ranking - Trailing
| Period | PSM Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | N/A | -23.9% | 18.2% | 26.44% |
| 1 Yr | N/A | -46.1% | 52.2% | 63.42% |
| 3 Yr | N/A* | -22.0% | 170.0% | N/A |
| 5 Yr | N/A* | -15.6% | 81.3% | N/A |
| 10 Yr | N/A* | -9.2% | 12.9% | N/A |
* Annualized
Return Ranking - Calendar
| Period | PSM Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2022 | N/A | -69.6% | 25.3% | 29.09% |
| 2021 | N/A | -25.0% | 82.1% | N/A |
| 2020 | N/A | -24.4% | 196.6% | N/A |
| 2019 | N/A | -21.9% | 8.3% | N/A |
| 2018 | N/A | -62.4% | 18.0% | N/A |
Total Return Ranking - Trailing
| Period | PSM Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | N/A | -23.9% | 18.2% | 26.44% |
| 1 Yr | N/A | -46.1% | 57.7% | 59.43% |
| 3 Yr | N/A* | -22.0% | 170.0% | N/A |
| 5 Yr | N/A* | -15.6% | 81.3% | N/A |
| 10 Yr | N/A* | -8.3% | 12.9% | N/A |
* Annualized
Total Return Ranking - Calendar
| Period | PSM Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2022 | N/A | -69.6% | 25.3% | 29.09% |
| 2021 | N/A | -25.0% | 82.1% | N/A |
| 2020 | N/A | -24.4% | 196.6% | N/A |
| 2019 | N/A | -21.9% | 8.3% | N/A |
| 2018 | N/A | -62.4% | 19.0% | N/A |
NAV & Total Return History
PSM - Holdings
Concentration Analysis
| PSM | Category Low | Category High | PSM % Rank | |
|---|---|---|---|---|
| Net Assets | 11.1 M | 481 K | 145 B | 91.82% |
| Number of Holdings | 650 | 1 | 2445 | 5.09% |
| Net Assets in Top 10 | 632 K | 3.49 K | 10.8 B | 98.61% |
| Weighting of Top 10 | 5.70% | 2.8% | 100.0% | 94.43% |
Top 10 Holdings
- Zoom Video Communications Inc 1.24%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
- Horizon Therapeutics PLC 1.01%
Asset Allocation
| Weighting | Return Low | Return High | PSM % Rank | |
|---|---|---|---|---|
| Stocks | 99.64% | 0.00% | 100.57% | 27.08% |
| Cash | 0.35% | -2.51% | 100.00% | 72.92% |
| Preferred Stocks | 0.00% | 0.00% | 21.68% | 70.83% |
| Other | 0.00% | -1.04% | 36.11% | 69.44% |
| Convertible Bonds | 0.00% | 0.00% | 1.78% | 70.37% |
| Bonds | 0.00% | 0.00% | 14.82% | 69.68% |
Stock Sector Breakdown
| Weighting | Return Low | Return High | PSM % Rank | |
|---|---|---|---|---|
| Financial Services | 20.26% | 0.00% | 46.10% | 9.98% |
| Consumer Cyclical | 17.52% | 2.49% | 61.84% | 12.30% |
| Industrials | 15.87% | 0.00% | 45.89% | 51.97% |
| Healthcare | 13.92% | 0.00% | 47.15% | 17.17% |
| Technology | 13.00% | 0.00% | 43.45% | 75.41% |
| Basic Materials | 4.50% | 0.00% | 26.18% | 70.77% |
| Real Estate | 3.62% | 0.00% | 25.82% | 75.41% |
| Energy | 3.01% | 0.00% | 58.13% | 74.25% |
| Utilities | 2.97% | 0.00% | 18.97% | 61.02% |
| Communication Services | 2.91% | 0.00% | 30.98% | 43.39% |
| Consumer Defense | 2.43% | 0.00% | 32.18% | 79.81% |
Stock Geographic Breakdown
| Weighting | Return Low | Return High | PSM % Rank | |
|---|---|---|---|---|
| US | 98.42% | 0.00% | 100.04% | 28.01% |
| Non US | 1.22% | 0.00% | 27.19% | 54.86% |
PSM - Expenses
Operational Fees
| PSM Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | N/A | 0.03% | 8.45% | 90.57% |
| Management Fee | 0.20% | 0.00% | 1.67% | 13.35% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | N/A | 0.01% | 0.30% | N/A |
Sales Fees
| PSM Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 0.00% | 5.75% | N/A |
| Deferred Load | N/A | 1.00% | 4.00% | N/A |
Trading Fees
| PSM Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| PSM Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 71.50% | 0.00% | 321.00% | 82.07% |
PSM - Distributions
Dividend Yield Analysis
| PSM | Category Low | Category High | PSM % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 4.15% | 79.21% |
Dividend Distribution Analysis
| PSM | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Quarterly | Annually | Monthly | Annually |
Net Income Ratio Analysis
| PSM | Category Low | Category High | PSM % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 1.85% | -2.06% | 3.38% | 1.66% |
Capital Gain Distribution Analysis
| PSM | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
| Date | Amount | Type |
|---|---|---|
| Jul 07, 2020 | $0.096 | OrdinaryDividend |
| Apr 06, 2020 | $0.098 | OrdinaryDividend |
| Jan 02, 2020 | $0.128 | OrdinaryDividend |
| Oct 04, 2019 | $0.087 | OrdinaryDividend |
PSM - Fund Manager Analysis
Managers
Jeffrey Schwarte
Start Date
Tenure
Tenure Rank
Jul 23, 2019
1.44
1.4%
Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.
Aaron Siebel
Start Date
Tenure
Tenure Rank
Mar 03, 2020
0.83
0.8%
Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.
Tenure Analysis
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.25 | 38.44 | 7.36 | 5.78 |
