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Trending ETFs

Columbia Convertible Securities Fund

mutual fund
COCRX
Dividend policy
Active
Price as of:
$28.35 -0.52 -1.8%
primary theme
Convertible Bond
COCRX (Mutual Fund)

Columbia Convertible Securities Fund

Dividend policy
Active
Price as of:
$28.35 -0.52 -1.8%
primary theme
Convertible Bond
COCRX (Mutual Fund)

Columbia Convertible Securities Fund

Dividend policy
Active
Price as of:
$28.35 -0.52 -1.8%
primary theme
Convertible Bond

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$28.35

$2.51 B

1.12%

$0.32

0.81%

Vitals

YTD Return

-6.6%

1 yr return

9.9%

3 Yr Avg Return

22.8%

5 Yr Avg Return

17.6%

Net Assets

$2.51 B

Holdings in Top 10

20.3%

52 WEEK LOW AND HIGH

$28.9
$28.35
$34.15

Expenses

OPERATING FEES

Expense Ratio 0.81%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 98.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$0

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Convertibles


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$28.35

$2.51 B

1.12%

$0.32

0.81%

COCRX - Profile

Distributions

  • YTD Total Return -6.6%
  • 3 Yr Annualized Total Return 22.8%
  • 5 Yr Annualized Total Return 17.6%
  • Capital Gain Distribution Frequency Semi-Annually
  • Net Income Ratio 1.62%
DIVIDENDS
  • Dividend Yield 1.1%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Columbia Convertible Securities Fund
  • Fund Family Name
    Columbia Threadneedle
  • Inception Date
    Nov 08, 2012
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Yan Jin

Fund Description

Under normal circumstances, the fund invests at least 80% of its net assets (including the amount of any borrowings for investment purposes) in convertible securities. It may invest up to 15% of its total assets in Eurodollar convertible securities and up to an additional 20% of its total assets in foreign securities. Most convertible securities are not investment grade-rated. The fund also may invest directly in equity securities.


COCRX - Performance

Return Ranking - Trailing

Period COCRX Return Category Return Low Category Return High Rank in Category (%)
YTD -6.6% -14.7% 10.3% 84.44%
1 Yr 9.9% 2.1% 42.3% 52.22%
3 Yr 22.8%* 8.8% 26.1% 32.10%
5 Yr 17.6%* 5.8% 20.0% 28.75%
10 Yr 13.9%* 6.8% 14.6% 16.22%

* Annualized

Return Ranking - Calendar

Period COCRX Return Category Return Low Category Return High Rank in Category (%)
2020 35.4% 5.8% 54.0% 29.27%
2019 18.4% 9.9% 24.4% 34.18%
2018 -5.8% -15.4% -2.5% 17.11%
2017 11.9% -7.8% 15.4% 25.68%
2016 8.6% 0.4% 14.2% 6.94%

Total Return Ranking - Trailing

Period COCRX Return Category Return Low Category Return High Rank in Category (%)
YTD -6.6% -14.7% 10.3% 84.44%
1 Yr 9.9% 0.6% 38.4% 40.66%
3 Yr 22.8%* 8.3% 26.1% 28.57%
5 Yr 17.6%* 5.6% 20.0% 27.71%
10 Yr 13.9%* 6.8% 14.6% 13.51%

* Annualized

Total Return Ranking - Calendar

Period COCRX Return Category Return Low Category Return High Rank in Category (%)
2020 35.4% 5.8% 54.0% 29.27%
2019 18.4% 9.9% 24.4% 34.18%
2018 -0.8% -15.4% 4.5% 13.16%
2017 15.5% 1.8% 18.4% 21.62%
2016 11.6% 0.4% 16.5% 19.44%

NAV & Total Return History


COCRX - Holdings

Concentration Analysis

COCRX Category Low Category High COCRX % Rank
Net Assets 2.51 B 23.1 M 6.94 B 12.94%
Number of Holdings 129 10 374 41.49%
Net Assets in Top 10 532 M -10.7 M 1.23 B 11.70%
Weighting of Top 10 20.29% 9.4% 100.0% 51.06%

Top 10 Holdings

  1. Columbia Short-Term Cash 3.51%
  2. Palo Alto Networks Inc 0.375% 2.40%
  3. Square Inc 0.125% 2.38%
  4. Square Inc 0.125% 2.31%
  5. NextEra Energy Inc Unit (Corporate Unit 09/01/2023) 2.09%
  6. Microchip Technology Incorporated 1.98%
  7. Etsy Inc 0.25% 1.95%
  8. Danaher Corp PRF CONVERT 15/04/2022 USD - Ser A 1.91%
  9. Broadcom Inc 1.87%
  10. Danaher Corp 5% PRF PERPETUAL USD 1000 - Ser B 1.86%

Asset Allocation

Weighting Return Low Return High COCRX % Rank
Convertible Bonds
75.13% 40.86% 114.88% 56.38%
Stocks
11.06% 0.00% 27.60% 26.60%
Preferred Stocks
8.82% 0.00% 24.28% 56.38%
Cash
3.51% -52.56% 5.98% 43.62%
Bonds
1.47% -23.88% 73.58% 29.79%
Other
0.01% -16.89% 1.97% 31.91%

Stock Sector Breakdown

Weighting Return Low Return High COCRX % Rank
Utilities
51.26% 0.00% 100.00% 60.67%
Technology
22.08% 0.00% 22.08% 1.12%
Energy
7.98% 0.00% 22.01% 13.48%
Consumer Cyclical
5.36% 0.00% 40.63% 21.35%
Industrials
4.65% 0.00% 30.69% 57.30%
Healthcare
4.62% 0.00% 22.19% 59.55%
Communication Services
4.06% 0.00% 100.00% 20.22%
Real Estate
0.00% 0.00% 26.12% 51.69%
Financial Services
0.00% 0.00% 27.73% 64.04%
Consumer Defense
0.00% 0.00% 7.80% 41.57%
Basic Materials
0.00% 0.00% 92.63% 55.06%

Stock Geographic Breakdown

Weighting Return Low Return High COCRX % Rank
US
10.24% 0.00% 26.86% 25.53%
Non US
0.82% 0.00% 4.28% 13.83%

COCRX - Expenses

Operational Fees

COCRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.81% 0.20% 2.97% 75.28%
Management Fee 0.75% 0.20% 1.33% 71.43%
12b-1 Fee 0.00% 0.00% 1.00% 3.85%
Administrative Fee N/A 0.04% 0.15% 48.00%

Sales Fees

COCRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

COCRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

COCRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 98.00% 30.00% 242.00% 47.06%

COCRX - Distributions

Dividend Yield Analysis

COCRX Category Low Category High COCRX % Rank
Dividend Yield 1.12% 0.00% 0.51% 38.30%

Dividend Distribution Analysis

COCRX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Quarterly Monthly Quarterly

Net Income Ratio Analysis

COCRX Category Low Category High COCRX % Rank
Net Income Ratio 1.62% -14.00% 7.18% 23.81%

Capital Gain Distribution Analysis

COCRX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Semi-Annually Annually Semi-Annually Annually

Dividend Payout History

View More +

COCRX - Fund Manager Analysis

Managers

Yan Jin


Start Date

Tenure

Tenure Rank

Mar 17, 2006

15.72

15.7%

Yan Jin is a vice president and senior portfolio manager of income strategies with Columbia Threadneedle Investments. Mr. Jin joined one of the Columbia Threadneedle Investments legacy firms in 2002. Previously, Mr. Jin was employed as assistant vice president and risk analyst for Lincoln Investment Management. He has been a member of the investment community since 1998. Mr. Jin received an M.A. in economics from North Carolina State University.

David King


Start Date

Tenure

Tenure Rank

Apr 06, 2010

11.66

11.7%

David King is a senior portfolio manager with the Asset Allocation Team at Columbia Threadneedle Investments. Mr. King joined one of the Columbia Threadneedle Investments firms in 2010. Previously, Mr. King was a senior portfolio manager at Putnam Investments. Prior to that, he held various other roles during his 25 years at Putnam, beginning as an equity research analyst and including associate director of equity research. Prior to Putnam, he worked briefly at Drexel Burnham Lambert and Citibank, NA. Mr. King began his career at Manufacturers Hanover Trust (now JPMorgan Chase) in 1978. He has been a member of the investment community since 1983. Mr. King recieved a B.S. in administration, summa cum laude, from the University of New Hampshire and an MBA from Harvard Business School. In addition, he holds the Chartered Financial Analyst designation.

Grace Lee


Start Date

Tenure

Tenure Rank

Oct 01, 2020

1.16

1.2%

Ms. Lee joined the Investment Manager in 2014. Ms. Lee began her investment career in 1996 and earned a bachelor’s degree in political science and economics from Stanford University and an M.B.A. from Harvard Business School

Tenure Analysis

Category Low Category High Category Average Category Mode
0.75 36.47 10.45 6.92