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Trending ETFs

Columbia Adaptive Retirement 2040 Fund

mutual fund
CAROX
Dividend policy
Active
Price as of:
$11.27 -0.01 -0.09%
primary theme
Target-Date 2040
CAROX (Mutual Fund)

Columbia Adaptive Retirement 2040 Fund

Dividend policy
Active
Price as of:
$11.27 -0.01 -0.09%
primary theme
Target-Date 2040
CAROX (Mutual Fund)

Columbia Adaptive Retirement 2040 Fund

Dividend policy
Active
Price as of:
$11.27 -0.01 -0.09%
primary theme
Target-Date 2040

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$11.27

$2.16 M

8.80%

$0.99

0.64%

Vitals

YTD Return

-2.5%

1 yr return

12.5%

3 Yr Avg Return

16.8%

5 Yr Avg Return

N/A

Net Assets

$2.16 M

Holdings in Top 10

100.0%

52 WEEK LOW AND HIGH

$11.3
$11.27
$12.95

Expenses

OPERATING FEES

Expense Ratio 0.64%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 28.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$2,000

IRA

$1,000


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Target-Date 2040


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$11.27

$2.16 M

8.80%

$0.99

0.64%

CAROX - Profile

Distributions

  • YTD Total Return -2.5%
  • 3 Yr Annualized Total Return 16.8%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.04%
DIVIDENDS
  • Dividend Yield 8.8%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Columbia Adaptive Retirement 2040 Fund
  • Fund Family Name
    Columbia Threadneedle
  • Inception Date
    Oct 24, 2017
  • Shares Outstanding
    N/A
  • Share Class
    Adv
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Alexander Wilkinson

Fund Description

Under normal circumstances, the fund will gain exposure to equity securities, rate assets, spread assets and inflation-hedging assets by investing in affiliated and unaffiliated funds. Under normal circumstances, the Investment Manager expects that approximately 80% of each fund's net assets will be invested in Columbia Solutions Aggressive Portfolio and Columbia Solutions Conservative Portfolio, two mutual funds managed by the Investment Manager through which the advisor expects to gain the desired amount of leverage regarding each of the asset categories.


CAROX - Performance

Return Ranking - Trailing

Period CAROX Return Category Return Low Category Return High Rank in Category (%)
YTD -2.5% -7.0% -2.5% 0.89%
1 Yr 12.5% 8.9% 19.9% 95.00%
3 Yr 16.8%* 13.2% 20.3% 83.73%
5 Yr N/A* 9.3% 14.7% N/A
10 Yr N/A* 9.0% 13.1% N/A

* Annualized

Return Ranking - Calendar

Period CAROX Return Category Return Low Category Return High Rank in Category (%)
2021 -0.2% -6.3% 17.5% 87.79%
2020 7.4% 3.3% 14.9% 90.05%
2019 18.6% 4.1% 22.6% 37.56%
2018 -11.3% -23.1% -6.9% 22.41%
2017 N/A -15.1% 18.8% N/A

Total Return Ranking - Trailing

Period CAROX Return Category Return Low Category Return High Rank in Category (%)
YTD -2.5% -7.0% -2.5% 0.89%
1 Yr 12.5% 4.8% 19.9% 84.33%
3 Yr 16.8%* 11.0% 20.3% 78.16%
5 Yr N/A* 8.1% 14.7% N/A
10 Yr N/A* 9.0% 13.1% N/A

* Annualized

Total Return Ranking - Calendar

Period CAROX Return Category Return Low Category Return High Rank in Category (%)
2021 -0.2% -6.3% 17.5% 87.79%
2020 7.4% 3.3% 14.9% 90.05%
2019 18.6% 4.1% 22.6% 37.56%
2018 -11.3% -23.1% -5.5% 44.83%
2017 N/A -15.1% 26.3% N/A

NAV & Total Return History


CAROX - Holdings

Concentration Analysis

CAROX Category Low Category High CAROX % Rank
Net Assets 2.16 M 101 K 51.2 B 96.05%
Number of Holdings 8 4 547 88.55%
Net Assets in Top 10 2.17 M 267 K 50.7 B 96.48%
Weighting of Top 10 100.00% 38.6% 100.0% 5.66%

Top 10 Holdings

  1. Columbia Solutions Aggressive 53.22%
  2. Columbia Solutions Conservative 26.51%
  3. iShares US Real Estate ETF 4.25%
  4. Columbia Short-Term Cash 4.15%
  5. Columbia Commodity Strategy Inst3 4.03%
  6. iShares TIPS Bond ETF 3.92%
  7. iShares JP Morgan USD Em Mkts Bd ETF 1.99%
  8. Vanguard Mortgage-Backed Secs ETF 1.93%

Asset Allocation

Weighting Return Low Return High CAROX % Rank
Bonds
66.81% -33.18% 66.81% 0.88%
Cash
17.95% -1.54% 58.50% 2.64%
Other
10.83% -0.54% 13.35% 2.64%
Stocks
4.23% 4.23% 89.53% 100.00%
Convertible Bonds
0.19% 0.00% 0.81% 44.93%
Preferred Stocks
0.00% 0.00% 0.37% 99.12%

Stock Sector Breakdown

Weighting Return Low Return High CAROX % Rank
Real Estate
99.17% 1.76% 99.17% 0.88%
Communication Services
0.81% 0.81% 11.48% 100.00%
Technology
0.02% 0.02% 25.53% 100.00%
Utilities
0.00% 0.00% 6.81% 100.00%
Industrials
0.00% 0.00% 12.42% 100.00%
Healthcare
0.00% 0.00% 14.47% 100.00%
Financial Services
0.00% 0.00% 18.47% 100.00%
Energy
0.00% 0.00% 4.97% 100.00%
Consumer Defense
0.00% 0.00% 10.24% 100.00%
Consumer Cyclical
0.00% 0.00% 13.48% 100.00%
Basic Materials
0.00% 0.00% 5.43% 100.00%

Stock Geographic Breakdown

Weighting Return Low Return High CAROX % Rank
US
4.23% 4.23% 66.74% 100.00%
Non US
0.00% 0.00% 43.65% 100.00%

Bond Sector Breakdown

Weighting Return Low Return High CAROX % Rank
Government
48.86% 10.80% 60.97% 15.42%
Cash & Equivalents
26.23% 2.44% 54.87% 36.56%
Derivative
19.21% 0.00% 20.21% 1.32%
Securitized
3.33% 0.00% 30.24% 88.99%
Corporate
2.38% 2.38% 58.03% 100.00%
Municipal
0.00% 0.00% 25.02% 95.15%

Bond Geographic Breakdown

Weighting Return Low Return High CAROX % Rank
US
46.84% -34.30% 46.84% 0.88%
Non US
19.97% 0.10% 19.97% 0.88%

CAROX - Expenses

Operational Fees

CAROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.64% 0.06% 1.84% 51.54%
Management Fee 0.45% 0.00% 0.86% 82.67%
12b-1 Fee 0.00% 0.00% 1.00% 17.21%
Administrative Fee N/A 0.01% 0.30% N/A

Sales Fees

CAROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

CAROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 2.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

CAROX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 28.00% 2.00% 112.00% 62.86%

CAROX - Distributions

Dividend Yield Analysis

CAROX Category Low Category High CAROX % Rank
Dividend Yield 8.80% 0.00% 0.00% 91.67%

Dividend Distribution Analysis

CAROX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

CAROX Category Low Category High CAROX % Rank
Net Income Ratio 1.04% -0.21% 5.03% 62.73%

Capital Gain Distribution Analysis

CAROX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

CAROX - Fund Manager Analysis

Managers

Alexander Wilkinson


Start Date

Tenure

Tenure Rank

Oct 24, 2017

4.19

4.2%

Alex Wilkinson is a portfolio manager for the Global Asset Allocation Team at Columbia Threadneedle Investments. Mr. Wilkinson joined one of the Columbia Threadneedle Investments firms in 2006 and has been a member of the investment community since then. Prior to joining the Global Asset Allocation Team he held positions as a senior analyst on the Performance Measurement Team, and as an intermediate analyst with the Quantitative Strategies Group. Mr. Wilkinson received a B.A. in economics from the University of Massachusetts at Amherst. In addition, he holds the Chartered Financial Analyst® and Chartered Alternative Investment Analyst designations.

Joshua Kutin


Start Date

Tenure

Tenure Rank

Oct 24, 2017

4.19

4.2%

Joshua Kutin is Head of Asset Allocation, North America, and a senior portfolio manager for the Global Asset Allocation Team at Columbia Threadneedle Investments. He is responsible for research across solutions, with a particular focus on global asset allocation and alternatives. Prior to joining Columbia Threadneedle Investments in 2015, Mr. Kutin worked at Putnam Investments as a portfolio manager on the global asset allocation team. He has been a member of the investment community since 1998. Mr. Kutin received a B.S. in economics and a B.S. in mathematics with computer science from MIT, as well as a masters degree in finance from Princeton University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.07 17.18 5.43 2.0