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First Trust Multi Cap Value AlphaDEX® Fund

etf
FAB
Dividend policy
Active
Price as of:
$55.55 -1.44 0%
primary theme
U.S. Mid-Cap Value Equity
FAB (ETF)

First Trust Multi Cap Value AlphaDEX® Fund

Dividend policy
Active
Price as of:
$55.55 -1.44 0%
primary theme
U.S. Mid-Cap Value Equity
FAB (ETF)
First Trust Multi Cap Value AlphaDEX® Fund
Dividend policy
Active
Price as of:
$55.55 -1.44 0%
primary theme
U.S. Mid-Cap Value Equity

FAB - Snapshot

Vitals

  • YTD Return -2.8%
  • 3 Yr Annualized Return -2.1%
  • 5 Yr Annualized Return 3.9%
  • Net Assets $52.6 M
  • Holdings in Top 10 4.8%

52 WEEK LOW AND HIGH

$56.99
$30.88
$58.35

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.74%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 98.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) N/A
  • IRA N/A

Fund Classification

  • Primary Theme U.S. Mid-Cap Value Equity
  • Fund Type Exchange Traded Fund
  • Investment Style Mid-Cap Value

Compare FAB to Popular U.S. Mid-Cap Value Equity Funds

Overview

Next Dividend

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Dividend.com Ratings*

$40.19

-1.50%

$10.48 B

1.01%

$0.41

blocked
blocked
blocked

1.80%

-

$16.70

-1.36%

$7.14 B

1.43%

$0.24

blocked
blocked
blocked

-2.22%

-

$19.59

-1.85%

$3.62 B

1.25%

$0.25

blocked
blocked
blocked

0.05%

-

$13.63

-1.09%

$2.83 B

0.64%

$0.09

blocked
blocked
blocked

0.59%

-

$11.17

-1.41%

$1.88 B

1.02%

$0.12

blocked
blocked
blocked

-1.50%

-

Compare FAB to Popular U.S. Mid-Cap Value Equity ETFs

Overview

Next Dividend

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Dividend.com Ratings*

$115.55

-1.57%

$17.72 B

1.93%

$2.27

blocked
blocked
blocked

-1.98%

-

$93.14

-1.36%

$9.76 B

2.03%

$1.93

blocked
blocked
blocked

-0.59%

-

$81.30

-2.37%

$4.42 B

1.92%

$1.60

blocked
blocked
blocked

-51.68%

-

$33.53

-1.79%

$2.33 B

2.62%

$0.90

blocked
blocked
blocked

-10.80%

-

$45.58

-0.87%

$1.69 B

2.66%

$1.22

blocked
blocked
blocked

-14.46%

-

FAB - Profile

Distributions

  • YTD Total Return -4.3%
  • 3 Yr Annualized Total Return -2.1%
  • 5 Yr Annualized Total Return 3.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.86%
DIVIDENDS
  • Dividend Yield 1.7%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    First Trust Multi Cap Value AlphaDEX® Fund
  • Fund Family Name
    First Trust
  • Inception Date
    May 08, 2007
  • Shares Outstanding
    1100002
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Daniel Lindquist

Fund Description

The fund will normally invest at least 90% of its net assets (including investment borrowings) in the common stocks that comprise the index. The index is designed to select value stocks from the NASDAQ US 500 Large Cap Index, NASDAQ US 600 Mid Cap Index and NASDAQ US 700 Small Cap Index that may generate positive alpha, or risk-adjusted returns, relative to traditional indices through the use of the AlphaDEX® selection methodology.


FAB - Performance

Return Ranking - Trailing

Period FAB Return Category Return Low Category Return High Rank in Category (%)
YTD -2.8% -52.4% 604.8% 74.76%
1 Yr -9.7% -30.1% 7.0% 49.88%
3 Yr -2.1%* -11.2% 7.6% 70.69%
5 Yr 3.9%* -4.4% 10.3% 52.96%
10 Yr 7.7%* 2.8% 10.8% 55.63%

* Annualized

Return Ranking - Calendar

Period FAB Return Category Return Low Category Return High Rank in Category (%)
2019 21.4% -8.1% 40.9% 50.99%
2018 -16.1% -56.9% -2.2% 20.00%
2017 12.9% -62.6% 24.5% 12.15%
2016 23.9% -14.6% 28.1% 4.72%
2015 -13.8% -36.5% 3.4% 65.20%

Total Return Ranking - Trailing

Period FAB Return Category Return Low Category Return High Rank in Category (%)
YTD -4.3% -51.2% 604.8% 62.26%
1 Yr -9.7% -31.5% 7.0% 44.15%
3 Yr -2.1%* -12.1% 7.6% 66.01%
5 Yr 3.9%* -4.7% 10.3% 49.61%
10 Yr 7.7%* 2.8% 10.8% 53.44%

* Annualized

Total Return Ranking - Calendar

Period FAB Return Category Return Low Category Return High Rank in Category (%)
2019 21.4% -8.1% 40.9% 50.99%
2018 -16.1% -32.7% -2.2% 51.39%
2017 12.9% -5.1% 26.9% 46.05%
2016 23.9% -2.5% 29.0% 9.14%
2015 -13.8% -29.2% 5.0% 89.03%

FAB - Holdings

Concentration Analysis

FAB Category Low Category High FAB % Rank
Net Assets 52.6 M 5.01 M 23.2 B 85.82%
Number of Holdings 676 3 2412 4.49%
Net Assets in Top 10 2.41 M 471 K 7.51 B 98.11%
Weighting of Top 10 4.80% 4.8% 100.0% 100.00%

Top 10 Holdings

  1. PulteGroup Inc 0.60%
  2. Lennar Corp 0.59%
  3. MGM Resorts International 0.57%
  4. Ally Financial Inc 0.56%
  5. WestRock Co A 0.55%
  6. Synchrony Financial 0.52%
  7. Aptiv PLC 0.52%
  8. General Motors Co 0.52%
  9. Universal Health Services Inc Class B 0.51%
  10. Exelon Corp 0.49%

Asset Allocation

Weighting Return Low Return High FAB % Rank
Stocks
99.83% 0.00% 100.20% 12.06%
Cash
0.16% -0.20% 22.76% 88.65%
Preferred Stocks
0.00% 0.00% 6.14% 51.54%
Other
0.00% 0.00% 4.67% 50.83%
Convertible Bonds
0.00% 0.00% 2.04% 49.17%
Bonds
0.00% 0.00% 96.66% 52.72%

Stock Sector Breakdown

Weighting Return Low Return High FAB % Rank
Financial Services
29.64% 0.00% 52.90% 4.02%
Industrials
14.39% 0.00% 31.31% 66.19%
Consumer Cyclical
10.23% 0.00% 36.07% 72.10%
Utilities
9.86% 0.00% 20.47% 11.58%
Real Estate
5.81% 0.00% 33.60% 65.01%
Technology
5.73% 0.00% 28.41% 90.07%
Healthcare
5.51% 0.00% 38.47% 83.22%
Consumer Defense
5.40% 0.00% 23.90% 52.48%
Basic Materials
5.21% 0.00% 20.81% 54.37%
Energy
4.17% 0.00% 28.28% 29.31%
Communication Services
4.03% 0.00% 25.27% 28.37%

Stock Geographic Breakdown

Weighting Return Low Return High FAB % Rank
US
98.87% 0.00% 100.00% 12.77%
Non US
0.96% 0.00% 69.95% 77.54%

FAB - Expenses

Operational Fees

FAB Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.74% 0.01% 43.95% 81.66%
Management Fee 0.50% 0.00% 1.25% 14.89%
12b-1 Fee 0.00% 0.00% 1.00% 14.11%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

FAB Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

FAB Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FAB Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 98.00% 4.00% 322.00% 91.17%

FAB - Distributions

Dividend Yield Analysis

FAB Category Low Category High FAB % Rank
Dividend Yield 1.72% 0.00% 10.19% 6.86%

Dividend Distribution Analysis

FAB Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Annually

Net Income Ratio Analysis

FAB Category Low Category High FAB % Rank
Net Income Ratio 1.86% -1.16% 4.83% 15.55%

Capital Gain Distribution Analysis

FAB Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

FAB - Fund Manager Analysis

Managers

Daniel Lindquist


Start Date

Tenure

Tenure Rank

May 08, 2007

13.49

13.5%

Daniel J. Lindquist, CFA, was born in 1970. Mr. Lindquist earned a B.A. in Business Economics from Wheaton College and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2004 and is a Managing Director. Mr. Lindquist is the Chairman of the Investment Committee and is responsible for the overall supervision of the Separate Managed Accounts.

David McGarel


Start Date

Tenure

Tenure Rank

May 08, 2007

13.49

13.5%

David G. McGarel, CFA, was born in 1966. Mr. McGarel earned a B.S. in Accounting from the University of Notre Dame. He has been with First Trust Advisors L.P. since 1997 and he is a Managing Director, Chief Operating Officer and the Chief Investment Officer. As head of FTA’s Strategy Research Group, Mr. McGarel shall be responsible for developing and implementing quantitative investment strategies for those Funds that have investment policies that require them to follow such strategies, on behalf of the Investment Committee.

Stan Ueland


Start Date

Tenure

Tenure Rank

May 08, 2007

13.49

13.5%

Mr. Ueland joined First Trust Advisors as a Vice President in August 2005 and has been a Senior Vice President of First Trust and FTP since September 2012. At First Trust, he plays an important role in executing the investment strategies of each portfolio of exchange-traded funds advised by First Trust. Before joining First Trust, he was vice president of sales at BondWave LLC from May 2004 through August 2005, an account executive for Mina Capital Management LLC and Samaritan Asset Management LLC from January 2003 through May 2004, and a sales consultant at Oracle Corporation from January 1997 through January 2003.

Jon Erickson


Start Date

Tenure

Tenure Rank

May 08, 2007

13.49

13.5%

Jon C. Erickson, CFA, was born in 1966. Mr. Erickson earned a B.S. in Computer Science from the University of Illinois and has an MBA from the University of Illinois in Finance. He has been with First Trust Advisors L.P. since 1994 and he is a Portfolio Manager and Senior Vice President. As the head of FTA’s Equity Research Group, Mr. Erickson shall be responsible for determining the securities to be purchased and sold by Funds that do not utilize quantitative investment strategies on behalf of the Investment Committee.

Roger Testin


Start Date

Tenure

Tenure Rank

May 08, 2007

13.49

13.5%

Roger F. Testin, CFA, was born in 1966. Mr. Testin earned a B.S. in Accounting from the University of Illinois and has an MBA in Finance from the University of Chicago. He has been with First Trust Advisors L.P. since 2001 and he is a Portfolio Manager and Senior Vice President. As Product Manager for the VA’s, SMA’s and International Managed Products, Mr. Testin shall be responsible for the daily implementation and execution of the strategies for these product vehicles on behalf of the Investment Committee.

Chris Peterson


Start Date

Tenure

Tenure Rank

Mar 18, 2016

4.62

4.6%

Chris A. Peterson, CFA was born in 1975. Mr. Peterson earned a B.S in Finance from Bradley University and has an MBA from the University of Chicago Booth School of Business with concentrations in Analytic Finance & Accounting. He has been with First Trust Advisors L.P. since 2000. As head of FTA’s Portfolio Advisor’s Strategy Research Group, Mr. Peterson shall be responsible for developing and implementing quantitative equity strategies on behalf of the Investment Committee.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 34.01 7.56 9.34

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